45 - Prospectus Exempt Distributions
Securities Division
4th Floor, 2365 Albert Street
Regina, SK, S4P 4K1
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
45 - Prospectus Exempt Distributions
For a list of archived items visit the Part 4 - Distribution Requirements Archive page.
- 45-101 - Rights Offerings (National Instrument)
- 45-102 - Resale of Securities (National Instrument)
- 45-106 - Prospectus Exemptions (National Instrument)
- 45-107 - Listing Representation and Statutory Rights of Action Disclosure Exemptions (Multilateral Instrument)
- 45-108 - Crowdfunding (Multilateral Instrument)
- 45-110 - Start-up Crowdfunding Registration and Prospectus Exemptions (National Instrument)
- 45-301 - Implementation of Multilateral Instrument 45-102 Resale of Securities (National Notice)
- 45-304 - Notice of Local Exemptions Related to NI 45-106 Prospectus and Registration Exemptions and National Instrument 31-103 Registration Requirements and Exemptions (National Notice) (Revised)
- 45-307 - Regulatory Developments Regarding Securitization (National Notice)
- 45-308 - Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus and Registration Exemptions (National Notice) (Revised)
- 45-309 - Guidance for Preparing and Filing an Offering Memorandum under National Instrument 45-106 Prospectus Exemptions (Revised) (Multilateral Notice)
- 45-310 - Update on CSA Staff Consultation Note 45-401 (National Notice)
- 45-311 - Exemptions from Certain Financial Statement-Related Requirements in the Offering Memorandum Exemption to Facilitate Access to Capital by Small Business (Multilateral CSA Notice)
- 45-313 - Prospectus Exemption for Distributions to Existing Securities Holders (Multilateral CSA Notice)
- 45-314 - List of Current CSA Exempt Market Initiatives (National Notice)
- 45-315 - Proposed Prospectus Exemption for Certain Distributions through an Investment Dealer (Multilateral CSA Staff Notice)
- 45-316 - Start-up Crowdfunding Registration and Prospectus Exemptions (Multilateral CSA Notice)
- 45-317 - Start-up Amendments to Crowdfunding Registration and Prospectus Exemptions (Multilateral CSA Notice)
- 45-318 - Prospectus Exemption for Certain Distributions through an Investment Dealer (Multilateral CSA Notice)
- 45-319 - Amendments to Start-up-Crowdfunding Registration and Prospectus Exemptions (Multilateral CSA Notice)
- 45-320 - Exemptions for Certain Foreign Issuers from the Requirement to Identify Purchasers as Registrants or Insiders in Reports of Exempt Distribution (National Notice)
- 45-321 - Frequently asked Questions about the Investment Dealer Prospectus Exemption (Multilateral CSA Staff Notice)
- 45-322 - Potential Concerns with the Structure of Rights Offerings (Multilateral CSA Staff Notice)
- 45-323 - Update on the Use of Rights Offering Exemption in National Instrument 45-106 Prospectus Exemptions (National Notice)
- 45-324 - Update on the Start-up Crowdfunding Registration and Prospectus Exemptions
- 45-325 - Filing Requirement and Fee Payable for Exempt Distributions involving Fully Managed Accounts
- 45-326 - Update on: Amendments to NI 45-106 and NI 31-103 and Changes to Companion Policy 45-106CP and Companion Policy 31-103CP relating to Syndicated Mortgages
- 45-327 - CSA Multilateral Staff Notice and Request for Comment Proposed Prospectus Exemption for Self-Certified Investors (Multilateral CSA Staff Notice)
- 45-330 - Frequently Asked Questions About the Listed Issuer Financing Exemption
- 45-701 - Applications Pursuant to Subsection 44(3) of The Securities Act, 1988 (Local Notice)
- 45-703 - Monitoring the Use of Exemptions under NI 45-106 (Local Notice)
- 45-704 - Review of Offering Memoranda Filed Under NI 45-106 (Local Notice)
- 45-706 - Voluntary Pre-Offering Review of Offering Memoranda under NI 45-106 (Local Notice)