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Home > Securities Industry Participants > Securities Laws > Regulatory Instruments > Part 4 - Distribution Requirements > 45 - Prospectus Exempt Distributions > 45-106 - Prospectus Exemptions (National Instrument)
45-106 - Prospectus Exemptions (National Instrument)
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Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
45-106 - Prospectus Exemptions (National Instrument)
- National Instrument 45-106 Prospectus Exemptions45_106_ni_july_28_2016.pdf
Effective Date: September 14, 2005. Consolidated to June 30, 2016.
Sets out exemptions from the prospectus requirements in the Act.
- Amendments to National Instrument 45-10645_106_ni_september_17_2020.pdf
Effective Date: Subject to Ministerial Approval.
- The Securities Commission (Adoption of National Instruments) (NI 31-103 and NI 45-106) Amendments Regulations, 202145_106_ni_march_1_2021.pdf
Effective Date: March 1, 2021.
- Amendments to National Instrument 45-10645_106_ni_august_6_2020.pdf
Effective Date: March 1, 2021.
- Amendments to National Instrument 45-10645_106_ni_march_15_2019.pdf
Effective Date: December 31, 2019.
- Amendments to National Instrument 45-10645_106_ni_october_5_2018.pdf
Effective Date: October 5, 2018. In Saskatchewan: October 12, 2018.
- Amendments to National Instrument 45-10645_106_ni_june_12_2018.pdf
Effective Date: June 12, 2018.
- Companion Policy 45-106CP45_106_cp_june_30_2016.pdf
Effective Date: September 14, 2005. Consolidated to June 30, 2016. In Saskatchewan: July 28, 2016.
Companion Policy 45-106CP Prospectus Exemptions.
- Changes to Companion Policy 45-106CP45_106_cp_september_17_2020.pdf
Effective Date: Subject to the effective date of the amendments to National Instrument 45-106 Prospectus Exemptions.
- Changes to Companion Policy 45-106CP45_106_cp_august_6_2020.pdf
Effective Date: Subject to the effective date of the Amendments to National Instrument 45-106 Prospectus Exemptions - March 1, 2021.
- Changes to Companion Policy 45-106CP45_106_cp_october_5_2018.pdf
Effective Date: October 5, 2018. In Saskatchewan: October 12, 2018.
- Form 45-106F1 Report of Exempt Distribution45_106_f1_july_10_2018.pdf
Effective Date: October 5, 2018. In Saskatchewan: October 12, 2018.
- Form 45-106F1 Report of Exempt Distribution (New Report)45_106_f1_april_7_2016.pdf
Effective Date: June 30, 2016. In Saskatchewan: July 28, 2016.
- Form 45-106F2 Offering Memorandum for Non-Qualifying Issuers45_106_f2_april_30_2016.pdf
Effective Date: September 28, 2009. Consolidated: April 30, 2016.
- Form 45-106F3 Offering Memorandum for Qualifying Issuers45_106_f3_april_30_2016.pdf
Effective Date: September 28, 2009. Consolidated: April 30, 2016.
- Form 45-106F4 Risk Acknowledgement45_106_f4_april_30_2016.pdf
Effective Date: September 28, 2009. Consolidated: April 30, 2016.
- Form 45-106F5 Risk Acknowledgement - Saskatchewan Close Personal Friends and Close Business Associates45_106_f5_september_28_2009.pdf
Effective Date: September 28, 2009.
- Form 45-106F7 Information Memorandum for Short-term Securitized Products Distributed under Section 2.35.145_106_f7_may_5_2015.pdf
Effective Date: May 5, 2015.
- Form 45-106F8 Monthly Disclosure Report for Short-term Securitized Products Distributed under Section 2.35.145_106_f8_may_5_2015.pdf
Effective Date: May 5, 2015.
- Form 45-106F9 Form for Individual Accredited Investors45_106_f9_may_5_2015.pdf
Effective Date: May 5, 2015.
- Form 45-106F14 Rights Offering Notice for Reporting Issuers45_106_f14_december_17_2015.pdf
Effective Date: December 8, 2015. In Saskatchewan: December 17, 2015.
- Form 45-106F15 Rights Offering Circular for Reporting Issuers45_106_f15_december_17_2015.pdf
Effective Date: December 8, 2015. In Saskatchewan: December 17, 2015.
- Form 45-106F16 Notice of Use of Proceeds45_106_f16_april_30_2016.pdf
Effective Date: April 30, 2016.
- Form 45-106F18 Supplemental Offering Memorandum Disclosure for Syndicated Mortgages45_106_f18_march_1_2021.pdf
Effective Date: March 1, 2021.
- Schedule 1 Classification of Investors Under the Offering Memorandum Exemption45_106_s1_april_30_2016.pdf
Effective Date: April 30, 2016.
- Schedule 2 Investment Limits for Investors Under the Offering Memorandum Exemption45_106_s2_april_30_2016.pdf
Effective Date: April 30, 2016.
- National Instrument 45-106 Prospectus Exemptions
