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Home > Securities Industry Participants > Securities Laws > Regulatory Instruments > Part 4 - Distribution Requirements > 45 - Prospectus Exempt Distributions > 45-106 – Prospectus Exemptions (National Instrument)
45-106 – Prospectus Exemptions (National Instrument)
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Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
45-106 – Prospectus Exemptions (National Instrument)
- National Instrument 45-106 Prospectus Exemptions45_106_ni_consolidated_june_30_2016_sask_july_28_2016.pdf
Effective Date: September 14, 2005. Consolidated to June 30, 2016. In Saskatchewan on July 28, 2016.
Sets out exemptions from the prospectus requirements in the Act.
- Proposed Amendments to National Instrument 45-106 Prospectus Exemptions45_106_amendments_to_ni_march_15_2019.pdf
Effective Date: December 31, 2019
- Amendments to National Instrument 45-106 Prospectus Exemptionsamendments_to_national_instrument_45_106_prospectus_exemptions.pdf
Effective Date: October 5, 2018. In Saskatchewan October 12, 2018.
- Amendments to NI 45-10645_106_amendments_to_ni.pdf
Effective Date: June 12, 2018
- Form 45-106F1form_45_106f1_final_amendments_july_10_2018_1.pdf
Effective Date: October 5, 2018. In Saskatchewan October 12, 2018
- Form 45-106F1 Report of Exempt Distribution (New Report)45_106_ni_form_45_106F1_new_report_april_7_2016.pdf
Effective Date: June 30, 2016. In effect in Saskatchewan on July 28, 2016.
- Form 45-106F1 - Report of Exempt Distributionform_45_106f1_report_of_exempt_distribution_web.pdf
- Form 45-106F1 - Schedule 1 (CONFIDENTIAL PURCHASER INFORMATION)45_106_ni_f45_106f1_schedule_1_revised_september_29_2016.xlsx
Revised September 29, 2016
- Form 45-106F1 - Schedule 2 (CONFIDENTIAL DIRECTOR, EXECUTIVE OFFICER, PROMOTER AND CONTROL PERSON INFORMATION)45_106_ni_f1_schedule_2_template_june_30_2016.xlsx
- Form 45-106F2 Offering Memorandum for Non-Qualifying Issuers45_106_ni_form_45_106f2_april_30_2016.pdf
Effective Date: September 28, 2009. Consolidated to April 30, 2016.
- Form 45-106F3 Offering Memorandum for Qualifying Issuers45_106_ni_form_45_106f3_april_30_2016.pdf
Effective Date: September 28, 2009. Consolidated to April 30, 2016
- Form 45-106F4 Risk Acknowledgement45_106_ni_form_45_106f4_april_30_2016.pdf
Effective Date: September 28, 2009. Consolidated to April 30, 2016
- Schedule 1 Classification of Investors Under the Offering Memorandum Exemption45_106_ni_schedule_1_april_30_2016.pdf
Effective Date: April 30, 2016
- Schedule 2 Investment Limits for Investors Under the Offering Memorandum Exemption45_106_ni_schedule_2_april_30_2016_.pdf
Effective Date: April 30, 2016
- Form 45-106F5 Risk Acknowledgement - Saskatchewan Close Personal Friends and Close Business Associates45_106ni_formf5_sept28_09.pdf
Effective Date: September 28, 2009.
- Form 45-106F7 Information Memorandum for Short-term Securitized Products Distributed under Section 2.35.145_106_ni_form_45_106f7_may_5_2015.pdf
Effective Date: May 5, 2015.
- Form 45-106F8 Monthly Disclosure Report for Short-term Securitized Products Distributed under Section 2.35.145_106_ni_form_45_106f8_may_5_2015.pdf
Effective Date: May 5, 2015.
- Form 45-106F9 Form for Individual Accredited Investors45_106_ni_form_45_106f9_may_5_2015.pdf
Effective Date: May 5, 2015.
- Form 45-106F14 Rights Offering Notice for Reporting Issuers45_106_ni_form_45_106f14_december_17_2015.pdf
In effect December 8, 2015. In effect in Saskatchewan on December 17, 2015.
- Form 45-106F15 Rights Offering Circular for Reporting Issuers45_106_ni_form_45_106f15_december_17_2015.pdf
In effect December 8, 2015. In effect in Saskatchewan on December 17, 2015.
- Form 45-106F16 Notice of Use of Proceeds45_106_ni_form_45_106f16_april_30_2016.pdf
In effect April 30, 2016
- Companion Policy 45-106CP45_106_ni_cp_45_106cp_consolidated_june_30_2016_sk_july_28_2016.pdf
Effective Date: September 14, 2005. Consolidated to June 30, 2016. In Saskatchewan on July 28, 2016
- Proposed Changes to Companion Policy 45-106 Prospectus Exemptions45_106cp_amendments_march_15_2019.pdf
Effective Date: December 31, 2019
- Changes to Companion Policy 45-106 Prospectus Exemptionchange_to_companion_policy_45_106_prospectus_exemptions.pdf
Effective Date: October 5, 2018. In Saskatchewan October 12, 2018.
- National Instrument 45-106 Prospectus Exemptions
