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Home > Securities Industry Participants > Securities Laws > Regulatory Instruments > Part 4 - Distribution Requirements > 45 - Prospectus Exempt Distributions > 45-106 - Prospectus Exemptions (National Instrument)
45-106 - Prospectus Exemptions (National Instrument)
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Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
45-106 - Prospectus Exemptions (National Instrument)
- National Instrument 45-106 Prospectus Exemptions45_106_ni_july_28_2016.pdf
Effective Date: September 14, 2005. Consolidated to June 30, 2016.
National Instrument 45-106 Prospectus Exemptions sets out exemptions from the prospectus requirements in the The Securities Act, 1988.
- Amendments to National Instrument 45-106 Prospectus Exemptions45_106_ni_amendments_december_8_2022.pdf
Effective Date: Subject to Ministerial approval - March 8, 2023.
- Amendments to National Instrument 45-10645_106_ni_amendments_september_8_2022.pdf
Effective Date: Subject to Ministerial approval – November 21, 2022.
- Amendments to National Instrument 45-106, et al.1_2022_sr_filed_31_103_ni_et_al_ar_02_08_22.pdf
Effective Date: January 5, 2022. In Saskatchewan: February 8, 2022.
- Amendments to National Instrument 45-10645_106_ni_amendments_5_october_7_2021.pdf
Effective Date: January 5, 2022. In Saskatchewan: February 8, 2022.
- Amendments to National Instrument 45-106, et al.45_106_ni_march_1_2021.pdf
Effective Date: March 1, 2021.
- Amendments to National Instrument 45-10645_106_ni_march_15_2019.pdf
Effective Date: December 31, 2019.
- Amendments to National Instrument 45-10645_106_ni_october_5_2018.pdf
Effective Date: October 5, 2018. In Saskatchewan: October 12, 2018.
- Amendments to National Instrument 45-10645_106_ni_june_12_2018.pdf
Effective Date: June 12, 2018.
- Companion Policy 45-106CP45_106_cp_june_30_2016.pdf
Effective Date: September 14, 2005. Consolidated to June 30, 2016. In Saskatchewan: July 28, 2016.
The purpose of this Companion Policy is to help users understand how the provincial and territorial securities regulatory authorities and regulators interpret or apply certain provisions of NI 45-106. This Companion Policy includes explanations, discussion and examples of the application of various parts of NI 45-106.
- Changes to Companion Policy 45-106CP45_106_cp_changes_december_8_2022.pdf
Effective date: Subject to the effective date of changes to National Instrument 45-106CP Prospectus Exemptions - December 8, 2022.
- Changes to Companion Policy 45-106CP45_106_cp_changes_september_8_2022.pdf
Effective Date: Subject to the effective date of amendments to National Instrument 45-106 Prospectus Exemptions - November 21, 2022.
- Changes to Companion Policy 45-106CP45_106_cp_august_6_2020.pdf
Effective Date: March 1, 2021.
- Changes to Companion Policy 45-106CP45_106_cp_october_5_2018.pdf
Effective Date: October 5, 2018. In Saskatchewan: October 12, 2018.
- Form 45-106F1 Report of Exempt Distribution45_106_f1_july_10_2018.pdf
Effective Date: October 5, 2018. In Saskatchewan: October 12, 2018.
- Form 45-106F1 Report of Exempt Distribution (New Report)45_106_f1_april_7_2016.pdf
Effective Date: June 30, 2016. In Saskatchewan: July 28, 2016.
- Form 45-106F2 Offering Memorandum for Non-Qualifying Issuers45_106_f2_april_30_2016.pdf
Effective Date: September 28, 2009. Consolidated: April 30, 2016.
- Form 45-106F3 Offering Memorandum for Qualifying Issuers45_106_f3_april_30_2016.pdf
Effective Date: September 28, 2009. Consolidated: April 30, 2016.
- Form 45-106F4 Risk Acknowledgement45_106_f4_april_30_2016.pdf
Effective Date: September 28, 2009. Consolidated: April 30, 2016.
- Form 45-106F5 Risk Acknowledgement - Saskatchewan Close Personal Friends and Close Business Associates45_106_f5_september_28_2009.pdf
Effective Date: September 28, 2009.
- Form 45-106F7 Information Memorandum for Short-term Securitized Products Distributed under Section 2.35.145_106_f7_may_5_2015.pdf
Effective Date: May 5, 2015.
- Form 45-106F8 Monthly Disclosure Report for Short-term Securitized Products Distributed under Section 2.35.145_106_f8_may_5_2015.pdf
Effective Date: May 5, 2015.
- Form 45-106F9 Form for Individual Accredited Investors45_106_f9_may_5_2015.pdf
Effective Date: May 5, 2015.
- Form 45-106F14 Rights Offering Notice for Reporting Issuers45_106_f14_december_17_2015.pdf
Effective Date: December 8, 2015. In Saskatchewan: December 17, 2015.
- Form 45-106F15 Rights Offering Circular for Reporting Issuers45_106_f15_december_17_2015.pdf
Effective Date: December 8, 2015. In Saskatchewan: December 17, 2015.
- Form 45-106F16 Notice of Use of Proceeds45_106_f16_april_30_2016.pdf
Effective Date: April 30, 2016.
- Form 45-106F18 Supplemental Offering Memorandum Disclosure for Syndicated Mortgages45_106_f18_march_1_2021.pdf
Effective Date: March 1, 2021.
- Form 45-106F19 Listed Issuer Financing Document45_106_f19_september_8_2022.pdf
Effective Date: Subject to the effective date of amendments to National Instrument 45-106 Prospectus Exemptions – November 21, 2022.
- Schedule 1 Classification of Investors Under the Offering Memorandum Exemption45_106_s1_april_30_2016.pdf
Effective Date: April 30, 2016.
- Schedule 2 Investment Limits for Investors Under the Offering Memorandum Exemption45_106_s2_april_30_2016.pdf
Effective Date: April 30, 2016.
- National Instrument 45-106 Prospectus Exemptions
