Financial and Consumer Affairs Authority of Saskatchewan

FCAA is Saskatchewan’s financial and consumer marketplace regulator.

45-304 – Notice of Local Exemptions Related to NI 45-106 Prospectus and Registration Exemptions and National Instrument 31-103 Registration Requirements and Exemptions (National Notice) (Revised)

  • 45-304 – Notice of Local Exemptions Related to NI 45-106 Prospectus and Registration Exemptions and National Instrument 31-103 Registration Requirements and Exemptions (National Notice) (Revised)

    • Effective Date: September 28, 2009.  Revised May 21, 2015

      Lists the prospectus and registration exemptions in each jurisdiction that are not included in NI 45-106 or NI 31-103

      May 21, 2015 - This Notice contains a list of Local Exemptions Related to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations for more information contact:

      • Tony Herdzig, Deputy Director, Corporate Finance
        Securities Division
        Financial and Consumer Affairs Authority of Saskatchewan
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  (306) 787-5849
        Fax:  (306) 787-5899
        Email: tony.herdzig@gov.sk.ca   
      45_304_csa_staff_notice_revised_may_21_2015_1_.pdf

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