Financial and Consumer Affairs Authority of Saskatchewan

FCAA is Saskatchewan’s financial and consumer marketplace regulator.

45-703 – Monitoring the Use of Exemptions under NI 45-106 (Local Notice)

  • 45-703 – Monitoring the Use of Exemptions under NI 45-106 (Local Notice)

    • Monitoring the Use of the Exemptions Under National Instrument 45-106 Prospectus and Registration Exemptions

      Effective Date: June 26, 2003.  Amended September 14, 2005. Amended January 18, 2008.  Amended May 31, 2017.

      Describes how Commission staff will monitor the use of certain capital raising  exemptions under NI 45-106 to ensure that issuers are complying with the conditions that attach to the exemptions.

      45_703_staff_notice_may_31_2017.pdf

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