45-703 - Monitoring the Use of Exemptions under NI 45-106 (Local Notice)

45-703 - Monitoring the Use of Exemptions under NI 45-106 (Local Notice)

  • Monitoring the Use of the Exemptions Under National Instrument 45-106 Prospectus and Registration Exemptions

    Effective Date: June 26, 2003.  Amended September 14, 2005. Amended January 18, 2008.  Amended May 31, 2017.

    Describes how Commission staff will monitor the use of certain capital raising  exemptions under NI 45-106 to ensure that issuers are complying with the conditions that attach to the exemptions.

    45_703_sk_staff_notice_may_31_2017.pdf

Securities Division

4th Floor, 2365 Albert Street

Regina, SK, S4P 4K1

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca

Agree Term