Financial and Consumer Affairs Authority of Saskatchewan

FCAA is Saskatchewan’s financial and consumer marketplace regulator.

45-704 – Review of Offering Memoranda Filed Under NI 45-106 (Local Notice)

  • 45-704 – Review of Offering Memoranda Filed Under NI 45-106 (Local Notice)

    • Review of Offering Memoranda Filed Under NI 45-106 Prospectus and Registration Exemptions

      Effective Date: January 6, 2005. Amended September 14, 2005. Amended December 13, 2007. Amended January 18, 2008. Amended March 7, 2011.

      Sets out the deficiencies found on staff's review of offering memoranda filed under NI 45-106 .  Provides guidance on preparing OMs in good form.  Also sets out the consequences that may flow if OMs are deficient.

      45_704_amended_Mar7_11_clean.pdf

Agree Term