September 2020

September 2020

Securities - Order Setting Hearing Dates in the Matter of Gaetan Daniel Blouin

September 30, 2020 - The Financial and Consumer Affairs Authority of Saskatchewan published Order Setting Hearing Dates in the Matter of Gaetan Daniel Blouin.

For more information, contact:

        Grace Hession David
        Financial and Consumer Affairs Authority of Saskatchewan
        Legal Counsel, Legal
        Securities Division
        601-1919 Saskatchewan Drive
        Regina SK  S4P 4H2
        Bus:  306-787-5843
        Fax: 306-787-5899
        Email: grace.hessiondavid@gov.sk.ca

 


 

Securities - Notice of Teleconference Call in the Matter of Gaetan Daniel Blouin

September 24, 2020 - The Financial and Consumer Affairs Authority of Saskatchewan published Notice of Teleconference Call in the Matter of Gaetan Daniel Blouin.

For more information, contact:

        Grace Hession David
        Financial and Consumer Affairs Authority of Saskatchewan
        Legal Counsel, Legal
        Securities Division
        601-1919 Saskatchewan Drive
        Regina SK  S4P 4H2
        Bus: 306-787-5843
        Fax: 306-787-5899
        Email: grace.hessiondavid@gov.sk.ca

 


 

Securities - Notice of Virtual Hearing in the Matter of Jack Louis Comeau, Pinnacle Wealth Brokers Inc. and Grasswood Property Finance Ltd.

September 23, 2020 - The Financial and Consumer Affairs Authority of Saskatchewan published Notice of Virtual Hearing in the Matter of Jack Louis Comeau, Pinnacle Wealth Brokers Inc. and Grasswood Property Finance Ltd.

For more information, contact:

         Nathanial D. Day
         Financial and Consumer Affairs Authority of Saskatchewan
         Legal Counsel, Legal
         Securities Division
         601-1919 Saskatchewan Drive
         Regina SK  S4P 4H2
         Bus: 306-787-5867
         Fax: 306-787-5899
         Email: nathaniald.day@gov.sk.ca

 


 

Securities - Decision of the Hearing Panel Concerning Staff's Application for an Order to Allow Portions of Mr. Comeau's May 10, 2018 Interview Transcript as Evidence and for Clarification of When Staff are Deemed to have Closed Their Case

September 18, 2020 - The Financial and Consumer Affairs Authority of Saskatchewan published Decision of the Hearing Panel Concerning Staff's Application for an Order to Allow Portions of Mr. Comeau's May 10, 2018 Interview Transcript as Evidence and for Clarification of When Staff are Deemed to have Closed Their Case.

For more information, contact:

         Nathanial D. Day
         Financial and Consumer Affairs Authority of Saskatchewan
         Legal Counsel, Legal
         Securities Division
         601-1919 Saskatchewan Drive
         Regina SK  S4P 4H2
         Bus: 306-787-5867
         Fax: 306-787-5899
         Email: nathaniald.day@gov.sk.ca

 


 

Securities - CSA Staff Notice 81-333 Guidance on Effective Liquidity Risk Management for Investment Funds

September 18, 2020 - The Canadian Securities Administrators are publishing CSA Staff Notice 81-333 Guidance on Effective Liquidity Risk Management for Investment Funds.

For more information, contact:

        Heather Kuchuran, CPA, CA, CFA
        Financial and Consumer Affairs Authority of Saskatchewan
        Director, Corporate Finance
        Securities Division
        601-1919 Saskatchewan Drive
        Regina SK  S4P 4H2
        Bus: 306-787-1009
        Fax: 306-787-5899
        Email: heather.kuchuran@gov.sk.ca

 


 

Securities - CSA Notice and Request for Comment Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions Relating to the Offering Memorandum Prospectus Exemption

September 17, 2020 - The Canadian Securities Administrators are publishing CSA Notice and Request for Comment Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions Relating to the Offering Memorandum Prospectus Exemption.

The comment period ends December 16, 2020.

For more information, contact:

        Heather Kuchuran, CPA, CA, CFA
        Financial and Consumer Affairs Authority of Saskatchewan
        Director, Corporate Finance
        Securities Division
        601-1919 Saskatchewan Drive
        Regina SK  S4P 4H2
        Bus: 306-787-1009
        Fax: 306-787-5899
        Email: heather.kuchuran@gov.sk.ca 

 


 

Securities - CSA Notice of Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments Prohibition of Mutual Fund Trailing Commissions Where No Suitability Determination Was Required

September 17, 2020 – The Canadian Securities Administrators are publishing CSA Notice of Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments Prohibition of Mutual Fund Trailing Commissions Where No Suitability Determination Was Required.

For more information, contact:

            Heather Kuchuran, CPA, CA, CFA,
            Financial and Consumer Affairs Authority of Saskatchewan
            Director, Corporate Finance
            Securities Division
            601-1919 Saskatchewan Drive
            Regina SK  S4P 4H2
            Bus: 306-787-1009
            Fax: 306-787-5899
            Email: heather.kuchuran@gov.sk.ca

 


 

Securities - CSA Notice and Second Request for Comment Proposed Amendments to National Instrument 94-101 Mandatory Central Counterparty Clearing and Proposed Changes to Companion Policy 94-101 Mandatory Central Counterparty Clearing of Derivatives

September 3, 2020 - The Canadian Securities Administrators are publishing CSA Notice and Second Request for Comment Proposed Amendments to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives and Proposed Changes to Companion Policy 94-101 Mandatory Central Counterparty Clearing of Derivatives.

The comment period ends December 2, 2020.

For more information, contact:

         Nathanial D. Day
         Financial and Consumer Affairs Authority of Saskatchewan
         Legal Counsel, Legal
         Securities Division
         601-1919 Saskatchewan Drive
         Regina SK  S4P 4H2
         Bus: 306-787-5867
         Fax: 306-787-5899
         Email: nathaniald.day@gov.sk.ca

 


 

Securities - Order Setting Hearing Dates in the Matter of Fluid FX, Paul Anderson, Alan P. Howard and John Andrews

September 2, 2020 - The Financial and Consumer Affairs Authority of Saskatchewan published Order Setting Hearing Dates in the Matter of Fluid FX, Paul Anderson, Alan P. Howard and John Andrews.

For more information, contact:

        Grace Hession David
        Financial and Consumer Affairs Authority of Saskatchewan
        Legal Counsel, Legal
        Securities Division
        601-1919 Saskatchewan Drive
        Regina SK  S4P 4H2
        Bus:  306-787-5843
        Fax: 306-787-5899
        Email: grace.hessiondavid@gov.sk.ca 

 

 

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca

Agree Term