Message Alert:
The FCAA is open to the public and masks are mandatory. Please contact staff members by phone or email to arrange a meeting. Visit our telephone directory for staff contact information. For further assistance you can contact 306-787-5645.
- Consumers, Investors & Pension Plan Members
- ConsumersInvestorsPension Plan Members
- Charity Donors
- Consumers hiring Mortgage Brokers, Administrators, Associates and Brokerages
- Consumers of Goods and Services
- Consumers using Real Estate Agents and Property Managers
- Consumers using Trust, Loan, Financing Corporations and Loan Brokers
- Credit Union Members
- Film Viewers
- Insurance Consumers
- Payday Loan Borrowers
- Regulated Businesses & Persons
- BusinessesPersons
- Auction Sales Companies and Auctioneers
- Cemeteries
- Charitable Fundraising Businesses
- Collection Agencies
- Credit Reporting Agencies
- Credit Unions and SaskCentral
- Direct/Door to Door Sellers
- Film and/or Video Exhibitor, Distributor or Retailer
- Insurance Companies, Special Brokers and Unlicensed Insurers
- Loan Brokers
- Mortgage Administrators
- Mortgage Brokerages
- Payday Lenders
- Pension Plans
- Securities Industry Participants
- Trust, Loan or Financing Corporations
- Vehicle Dealers
- What's New
- Videos
- About Us
- Legislation
- Contact Us
Financial and Consumer Affairs Authority of Saskatchewan
FCAA is Saskatchewan’s financial and consumer marketplace regulator.
Regulatory Instruments
-
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
Regulatory Instruments
This section contains national and local instruments, policies, notices, and other regulatory documents. They are grouped by subject according to the numbering system of the Canadian Securities Administrators.
- Part 1 - Procedure and Related Matters
- Part 2 - Certain Capital Market Participants
- Part 3 - Registration and Related Matters
- Part 4 - Distribution Requirements
- Part 5 - Ongoing Requirements for Issuers and Insiders
- Part 6 - Take-Over Bids and Special Transactions
- Part 7 - Securities Transactions Outside the Jurisdictions
- Part 8 - Mutual Funds
- Part 9 - Derivatives
