Regulatory Instruments

Regulatory Instruments

This section contains national and local instruments, policies, notices, and other regulatory documents. They are grouped by subject according to the numbering system of the Canadian Securities Administrators.

• Part 1 - Procedure and Related Matters
• Part 2 - Certain Capital Market Participants
• Part 3 - Registration and Related Matters
• Part 4 - Distribution Requirements
• Part 5 - Ongoing Requirements for Issuers and Insiders
• Part 6 - Take-Over Bids and Special Transactions
• Part 7 - Securities Transactions Outside the Jurisdictions
• Part 8 - Mutual Funds
• Part 9 - Derivatives