4th Floor, 2365 Albert Street
Regina, SK, S4P 4K1
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
Effective Date: March 17, 2008. Consolidated to August 31, 2016.
The purpose of this regulation is to provide a system that gives market participants access to capital markets in multiple jurisdictions by working only with its principal regulator and meeting the requirements of one set of harmonized rules.
Note: [23 Jun 2016] - The following is a consolidation of MI 11-102. It incorporates the amendments to this document that came into effect on September 28, 2009, April 30, 2010, July 31, 2010, January 1, 2011, March 31, 2012, July 1, 2012, March 1, 2013, March 1, 2014, January 11, 2015, December 8, 2015, April 30, 2016, May 9, 2016, June 23, 2016 and local amendments in British Columbia, Northwest Territories and Prince Edward Island as described in CSA Staff Notice 11-314. This consolidation is provided for your convenience and should not be relied on as authoritative.
Effective Date: June 9, 2023. In Saskatchewan: June 20, 2023.
Please see Part XLVIII on page 27.
Effective Date: August 25, 2020.
Effective Date: September 3, 2019. In Saskatchewan: September 3, 2019.
Effective Date: February 1, 2017. In Saskatchewan: February 8, 2017.
Effective Date: March 17, 2008. Consolidated to June 23, 2016.
Effective Date: June 9, 2023. In Saskatchewan: June 20, 2023.