11 - General

Securities Division

4th Floor, 2365 Albert Street

Regina, SK, S4P 4K1

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca

11 - General

For a list of archived items visit the Part 1 - Procedure and Related Matters Archive page.

11-102 – Passport System (Multilateral Instrument)
11-103 – Failure-to-File Cease Trade Orders in Multiple Jurisdictions (Multilateral Instrument)
11-201 – Amendments to National Instrument 11-201
11-201 – Electronic Delivery of Documents (National Policy)
11-202 – Process for Prospectus Review in Multiple Jurisdictions (National Policy)
11-203 – Process for Exemptive Relief Applications in Multiple Jurisdictions (National Policy)
11-204 – Process for Registration in Multiple Jurisdictions (National Policy)
11-206 – Process for Cease to be a Reporting Issuer Applications (National Policy)
11-207 – Failure-to-File Cease Trade Orders and Revocations in Multiple Jurisdictions (National Policy)
11-312 – National Numbering System (National Notice)
11-317 – Withdrawal of Notices (National Notice)
11-319 – Extension of Consultation Period - Consultation Paper 25-401: Potential Regulation of Proxy Advisory Firms (National Notice)
11-320 - Notice of Local Amendments - Nova Scotia and Yukon (National Notice)
11-321 - Business Continuity Planning - Industry Testing Exercise (National Notice)
11-322 - Extension of Consultation Period (National Notice)
11-324 - Extension of Comment Period (National Notice)
11-328 - Notice of Local Amendments in Alberta and the Adoption of Multilateral Amendments in Yukon (National Notice)
11-329 - Withdrawal of Notices and Revocations of Omnibus/Blanket Orders (National Notice)
11-330 - Notice of Local Amendments - Alberta, Manitoba, New Brunswick, Nova Scotia, Ontario, Quebec and Saskatchewan (National Notice)
11-331 - Extension of Consultation Period (National Notice)
11-332 - Cyber Security (National Notice)
11-333 - Withdrawal of Notices (National Notice)
11-334 - Notice of Local Amendments and Changes in Certain Jurisdictions (National Notice)
11-335 - Notice of Local Amendments and Changes in Certain Jurisdictions. (National Notice)
11-337 - Notice of Local Amendments and Changes in Alberta, Manitoba and New Brunswick (CSA Staff Notice)
11-338 - CSA Market Disruption Coordination Plan
11-339 - Notice of Local Changes in Alberta (National Notice)
11-341 - Withdrawal of Staff Notices
11-342 - Notice of Local Amendments and Changes in Certain Jurisdictions (National Notice)
11-343 – Proposal to Establish a CSA Investor Advisory Panel (National Notice and Request for Comment)
11-344 - Notice of Local Amendments in Certain Jurisdictions (National Notice)
11-601 – Disclosure of Information About Enforcement Matters Under The Securities Act, 1988 (Local Policy)
11-602 - Disclosure of personal information in documents under The Securities Act, 1988 that is published on the Commission's Web site (Local Policy Statement)
11-603 - Investor Alert Policy (Local Policy Statement)
11-701 – Commission Regulatory Instruments (Local Notice)
11-704 – Claims for Financial Compensation (Local Notice)
11-906 - Offering Memorandum Specification Order (Local Notice)