11-103 – Failure-to-File Cease Trade Orders in Multiple Jurisdictions (Multilateral Instrument)

11-103 – Failure-to-File Cease Trade Orders in Multiple Jurisdictions (Multilateral Instrument)

Instrument

Multilateral Instrument 11-103 Failure-to-File Cease Trade Orders in Multiple Jurisdictions

This instrument stipulates that a failure-to-file cease trade order issued by a securities regulatory authority in one Canadian jurisdiction automatically applies in certain other CSA jurisdictions where the issuer is reporting.

Effective Date: June 23, 2016. In Saskatchewan: June 23, 2016.

11_103_mi_march_3_2016.pdf