Financial and Consumer Affairs Authority of Saskatchewan

FCAA is Saskatchewan’s financial and consumer marketplace regulator.

11-202 – Process for Prospectus Review in Multiple Jurisdictions (National Policy)

  • 11-202 – Process for Prospectus Review in Multiple Jurisdictions (National Policy)

    • Process for Prospectus Reviews in Multiple Jurisdictions

      Effective Date: March 17, 2008.

      Sets out the processes for the filing and review of prospectuses in multiple jurisdictions and includes interfaces for market participants in passport applications to gain access to the Ontario markets. 

      11_202np_march17_08.pdf
    • Amendments

      Effective Date: September 28, 2009.

      11_202np_amendments_sept28_09.pdf

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