Financial and Consumer Affairs Authority of Saskatchewan

FCAA is Saskatchewan’s financial and consumer marketplace regulator.

11-203 – Process for Exemptive Relief Applications in Multiple Jurisdictions (National Policy)

  • 11-203 – Process for Exemptive Relief Applications in Multiple Jurisdictions (National Policy)

    • Process for Exemptive Relief Applications in Multiple Jurisdictions

      Amended September 28, 2009. Consolidated to September 22, 2014

      Sets out the processes for the filing and review of exemptive relief applications in multiple jurisdictions and includes interfaces for market participants in passport applications to gain access to the Ontario markets.

      11_203_np_consolidated_September_22_2014.pdf
    • Changes to NP 11-203

      Subject to minsterial approval in effect April 30, 2016

      45_106_ni_annex_b_2_np11_203_chgs_october_29_2015.pdf

Agree Term