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Home > Securities Industry Participants > Securities Laws > Regulatory Instruments > Part 1 - Procedure and Related Matters > 11 - General > 11-203 – Process for Exemptive Relief Applications in Multiple Jurisdictions (National Policy)
11-203 – Process for Exemptive Relief Applications in Multiple Jurisdictions (National Policy)
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Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
11-203 – Process for Exemptive Relief Applications in Multiple Jurisdictions (National Policy)
- Process for Exemptive Relief Applications in Multiple Jurisdictions11_203_np_consolidated_September_22_2014.pdf
Amended September 28, 2009. Consolidated to September 22, 2014
Sets out the processes for the filing and review of exemptive relief applications in multiple jurisdictions and includes interfaces for market participants in passport applications to gain access to the Ontario markets.
- Changes to NP 11-20345_106_ni_annex_b_2_np11_203_chgs_october_29_2015.pdf
Subject to minsterial approval in effect April 30, 2016
- Process for Exemptive Relief Applications in Multiple Jurisdictions
