FCAA is Saskatchewan’s financial and consumer marketplace regulator.
Home > Securities Industry Participants > Securities Laws > Regulatory Instruments > Part 1 - Procedure and Related Matters > 11 - General > 11-203 – Process for Exemptive Relief Applications in Multiple Jurisdictions (National Policy)
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Amended September 28, 2009. Consolidated to September 22, 2014
Sets out the processes for the filing and review of exemptive relief applications in multiple jurisdictions and includes interfaces for market participants in passport applications to gain access to the Ontario markets.
Subject to minsterial approval in effect April 30, 2016