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Financial and Consumer Affairs Authority of Saskatchewan
FCAA is Saskatchewan’s financial and consumer marketplace regulator.
Home > Securities Industry Participants > Securities Laws > Regulatory Instruments > Part 1 - Procedure and Related Matters > 11 - General > 11-203 – Process for Exemptive Relief Applications in Multiple Jurisdictions (National Policy)
11-203 – Process for Exemptive Relief Applications in Multiple Jurisdictions (National Policy)
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Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
11-203 – Process for Exemptive Relief Applications in Multiple Jurisdictions (National Policy)
- Process for Exemptive Relief Applications in Multiple Jurisdictions11_203_np_april_30_2016.pdf
Effective Date: September 22, 2014. Consolidated to April 30, 2016.
Sets out processes for the filing and review of exemptive relief applications in multiple jurisdictons and includes interfaces for market participants in passport applications to gain access to the Ontario markets.
- Process for Exemptive Relief Applications in Multiple Jurisdictions
