Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
Securities - Motion for Leave to Call Witnesses in the Matter of Jack Louis Comeau, Pinnacle Wealth Brokers Inc. and Grasswood Property Finance Ltd.
March 31, 2020 - The Financial and Consumer Affairs Authority of Saskatchewan published Motion for Leave to Call Witnesses in the Matter of Jack Louis Comeau, Pinnacle Wealth Brokers Inc. and Grasswood Property Finance Ltd.
For more information contact:
Sonne Udemgba, Deputy Director
Legal, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: 306.787.5879
Fax: 306.787.5899
Email: sonne.udemgba@gov.sk.ca
Securities - Notice of Teleconference Call in the Matter of HB Global Enterprise and MetaProTrader Inc.
March 31, 2020 - The Financial and Consumer Affairs Authority of Saskatchewan published Notice of Teleconference Call in the Matter of HB Global Enterprise and MetaProTrader Inc.
For more information contact:
Sonne Udemgba, Deputy Director
Legal, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: 306.787.5879
Fax: 306.787.5899
Email: sonne.udemgba@gov.sk.ca
Securities - General Order 24-501 In the Matter of Relief from Certain Reporting Requirements under National Instrument 24-101 Institutional Trade Matching and Settlement
March 26, 2020 - The Financial and Consumer Affairs Authority of Saskatchewan today published General Order 24-501 In the Matter of Relief from Certain Reporting Requirements under National Instrument 24-101 Institutional Trade Matching and Settlement.
For more information contact:
Liz Kutarna, Deputy Director
Capital Markets, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: 306.787.5871
Fax: 306.787.5899
Email: liz.kutarna@gov.sk.ca
Securities - CSA Multilateral Notice 24-317 Notice of Relief from Certain Filing Provisions under National Instrument 24-101 Institutional Trade Matching and Settlement
March 26, 2020 - The Canadian Securities Administrator published CSA Multilateral Notice 24-317 Notice of Relief from Certain Filing Provisions under National Instrument 24-101
For more information contact:
Liz Kutarna, Deputy Director
Capital Markets, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: 306.787.5871
Fax: 306.787.5899
Email: liz.kutarna@gov.sk.ca
Securities - Temporary Order in the Matter of HB Global Enterprise and MetalProTrader Inc.
March 25, 2020 - The Financial and Consumer Affairs Authority of Saskatchewan published Temporary Order in the Matter of HB Global Enterprise and MetalProTrader Inc.
For more information contact:
Nathanial D. Day, Legal Counsel
Legal, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: 306.787.5867
Fax: 306.787.5899
Email: nathaniald.day@gov.sk.ca
Securities - The Securities Commission (Local Instruments) (LI 25-501) Amendment Regulations, 2020
March 25, 2020 - The Financial and Consumer Affairs Authority of Saskatchewan published The Securities Commission (Local Instruments) (LI 25-501) Amendment Regulations, 2020
For more information contact:
Sonne Udemgba, Deputy Director
Legal, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: 306.787.5879
Fax: 306.787.5899
Email: sonne.udemgba@gov.sk.ca
Securities - Extending Order in the Matter of Next Trade Ltd. and Olympus Markets
March 25, 2020 - The Financial and Consumer Affairs Authority of Saskatchewan published Extending Order in the Matter of Next Trade Ltd. and Olympus Markets
For more information contact:
Sonne Udemgba, Deputy Director
Legal, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: 306.787.5879
Fax: 306.787.5899
Email: sonne.udemgba@gov.sk.ca
Securities - Adjournment in the Matter of Next Trade Ltd. (also known as Olympus Markets)
March 25, 2020 - The Financial and Consumer Affairs Authority of Saskatchewan published Adjournment in the Matter of Next Trade Ltd. (also known as Olympus Markets)
For more information contact:
Sonne Udemgba, Deputy Director
Legal, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: 306.787.5879
Fax: 306.787.5899
Email: sonne.udemgba@gov.sk.ca
Securities - FCAA Blanket Release Orders from Market Participants due to COVID-19
March 23, 2020 - The Financial and Consumer Affairs Authority of Saskatchewan today published temporary blanket relief for market participants from certain regulatory filings, as a result of COVID-19
For more information about GO 51-501 and GO 81-502 contact:
Heather Kuchuran, Acting Deputy Director
Corporate Finance, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: 306.787.1009
Fax: 306.787.5899
Email: heather.kuchuran@gov.sk.ca
For information about GO 25-502 and GO 31-501 contact:
Liz Kutarna, Deputy Director
Capital Markets, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: 306.787.5871
Fax: 306.787.5899
Email: liz.kutarna@gov.sk.ca
Securities - Merit Decision in the Matter of OptionRally and TCM Investments Ltd.
March 20, 2020 - The Financial and Consumer Affairs Authority of Saskatchewan published Merit Decision in the Matter of OptionRally and TCM Investments Ltd.
For more information contact:
Sonne Udemgba, Deputy Director
Legal, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: 306.787.5879
Fax: 306.787.5899
Email: sonne.udemgba@gov.sk.ca
Securities - CSA Notice Amendments to National Instrument 24-102 Clearing Agency Requirements and Changes to Companion Policy 24-102 Clearing Agency Requirements
March 19, 2020 - The Canadian Securities Administrators published CSA Notice Amendments to National Instrument 24-102 Clearing Agency Requirements and Changes to Companion Policy 24-102 Clearing Agency Requirements
Subject to ministerial approval - June 19, 2020.
For more information please contact:
Liz Kutarna, Deputy Director
Capital Markets, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: 306.787.5871
Fax: 306.787.5899
Email: liz.kutarna@gov.sk.ca
Securities – Adjournment in the Matter of Gaetan Daniel Blouin
March 18, 2020 – The Financial and Consumer Affairs Authority of Saskatchewan published Adjournment in the Matter of Gaetan Daniel Blouin
For more information contact:
Sonne Udemgba, Deputy Director
Legal, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: 306.787.5879
Fax: 306.787.5899
Email: sonne.udemgba@gov.sk.ca
Securities – Notice of Teleconference Call in the matter of Vincent John Mullee and Vince Mullee Financial Inc.
March 17, 2020 – The Financial and Consumer Affairs Authority of Saskatchewan published Notice of Teleconference Call in the matter of Vincent John Mullee and Vince Mullee Financial Inc.
For more information contact:
Sonne Udemgba, Deputy Director
Legal, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: 306.787.5879
Fax: 306.787.5899
Email: sonne.udemgba@gov.sk.ca
Securities - Adjournment in the matter of Jack Louis Comeau, Pinnacle Wealth Brokers Inc. and Grasswood Property Finance Ltd.
March 17, 2020 - The Financial and Consumer Affairs Authority of Saskatchewan published Adjournment in the matter of Jack Louis Comeau, Pinnacle Wealth Brokers Inc. and Grasswood Property Finance Ltd.
For more information contact:
Sonne Udemgba, Deputy Director
Legal, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: 306.787.5879
Fax: 306.787.5899
Email: sonne.udemgba@gov.sk.ca
Securities - Notice of Teleconference Call in the matter of Jack Louis Comeau, Pinnacle Wealth Brokers Inc. and Grasswood Property Finance Ltd.
March 16, 2020 - The Financial and Consumer Affairs Authority of Saskatchewan published Notice of Teleconference Call in the matter of Jack Louis Comeau, Pinnacle Wealth Brokers Inc. and Grasswood Property Finance Ltd.
For more information contact:
Sonne Udemgba, Deputy Director
Legal, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: 306.787.5879
Fax: 306.787.5899
Email: sonne.udemgba@gov.sk.ca
Securities - Notice of Teleconference Call in the matter of UFCG Ltd. (also known as United Financial Commodity Group and United FCG)
March 13, 2020 - The Financial and Consumer Affairs Authority of Saskatchewan published Notice of Teleconference Call in the matter of UFCG Ltd. (also known as United Financial Commodity Group and United FCG)
For more information contact:
Sonne Udemgba, Deputy Director
Legal, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: 306.787.5879
Fax: 306.787.5899
Email: sonne.udemgba@gov.sk.ca
Securities - Sanctions and Costs Order in the matter of ASBC Financial a.k.a. ASBCFinancial and Walter Turner
March 13, 2020 - The Financial and Consumer Affairs Authority of Saskatchewan published Sanctions and Costs Order in the matter of ASBC Financial a.k.a. ASBCFinancial and Walter Turner
For more information contact:
Sonne Udemgba, Deputy Director
Legal, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: 306.787.5879
Fax: 306.787.5899
Email: sonne.udemgba@gov.sk.ca
Securities - Notice of Teleconference Call in the Matter of Next Trade Ltd. and Olympus Markets
March 13, 2020 - The Financial and Consumer Affairs Authority of Saskatchewan published Notice of Teleconference Call in the Matter of Next Trade Ltd. and Olympus Markets
For more information contact:
Sonne Udemgba, Deputy Director
Legal, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: 306.787.5879
Fax: 306.787.5899
Email: sonne.udemgba@gov.sk.ca
Securities - Decision of the Hearing Panel Concerning Staff's Motion for Adjournment of the Hearing on the Merits in the Matter of Jack Louis Comeau, Pinnacle Wealth Brokers Inc. and Grasswood Property Finance Ltd.
March 12, 2020 - The Financial and Consumer Affairs Authority of Saskatchewan published Decision of the Hearing Panel Concerning Staff's Motion for Adjournment of the Hearing on the Merits in the Matter of Jack Louis Comeau, Pinnacle Wealth Brokers Inc. and Grasswood Property Finance Ltd.
For more information contact:
Sonne Udemgba, Deputy Director
Legal, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: 306.787.5879
Fax: 306.787.5899
Email: sonne.udemgba@gov.sk.ca
Securities - Statement of Allegations in the Matter of Next Trade Ltd. (also known as Olympus Markets)
March 9, 2020 - The Financial and Consumer Affairs Authority of Saskatchewan published Statement of Allegations in the Matter of Next Trade Ltd. (also known as Olympus Markets)
For more information contact:
Sonne Udemgba, Deputy Director
Legal, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: 306.787.5879
Fax: 306.787.5899
Email: sonne.udemgba@gov.sk.ca
Securities - CSA Staff Notice 43-310 Confidential Pre-File Review of Prospectuses (for non-investment fund issuers)
March 5, 2020 - The Canadian Securities Administrators published CSA Staff Notice 43-310 Confidential Pre-File Review of Prospectuses (for non-investment fund issuers)
For more information contact:
Heather Kuchuran, Acting Deputy Director
Corporate Finance, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: 306.787.1009
Fax: 306.787.5899
Email: heather.kuchuran@gov.sk.ca
Securities - CSA Notice and Request for Comment Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Changes to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations to Enhance Protection of Older and Vulnerable Clients
March 5, 2020 - The Canadian Securities Administrators published CSA Notice and Request for Comment Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Changes to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations to Enhance Protection of Older and Vulnerable Clients
The comment period ends June 3, 2020. The CSA has extended the comment period to July 20, 2020.
For more information contact:
Curtis Brezinski, Compliance Auditor
Capital Markets, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: 306.787.5876
Fax: 306.787.5899
Email: curtis.brezinski@gov.sk.ca
Securities - CSA Staff Notice 21-328 Regulatory Approach to Foreign Marketplaces Trading Fixed Income Securities
March 5, 2020 - The Canadian Securities Administrators published CSA Staff Notice 21-328 Regulatory Approach to Foreign Marketplaces Trading Fixed Income Securities
For more information contact:
Nathanial D. Day, Legal Counsel
Legal, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: 306.787.5867
Fax: 306.787.5899
Email: nathaniald.day@gov.sk.ca
Securities - Notice of Date (Re: Notice of Motion for Leave to File a Witness List) in the Matter of Jack Louis Comeau, Pinnacle Wealth Brokers Inc. and Grasswood Property Finance Ltd.
March 4, 2020 - The Financial and Consumer Affairs Authority of Saskatchewan published Notice of Date (Re: Notice of Motion for Leave to File a Witness List) in the Matter of Jack Louis Comeau, Pinnacle Wealth Brokers Inc. and Grasswood Property Finance Ltd.
For more information contact:
Sonne Udemgba, Deputy Director
Legal, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: 306.787.5879
Fax: 306.787.5899
Email: sonne.udemgba@gov.sk.ca
Securities - Order Approving Settlement in the Matter of Jack Louis Comeau, Pinnacle Wealth Brokers Inc. and Grasswood Property Finance Ltd.
March 3, 2020 - The Financial and Consumer Affairs Authority of Saskatchewan published Order Approving Settlement in the Matter of Jack Louis Comeau, Pinnacle Wealth Brokers Inc. and Grasswood Property Finance Ltd.
For more information contact:
Sonne Udemgba, Deputy Director
Legal, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: 306.787.5879
Fax: 306.787.5899
Email: sonne.udemgba@gov.sk.ca
Securities - Adjournment Notice in the Matter of Jack Louis Comeau, Pinnacle Wealth Brokers Inc. and Grasswood Property Finance Ltd.
March 3, 2020 - The Financial and Consumer Affairs Authority of Saskatchewan published Adjournment Notice in the Matter of Jack Louis Comeau, Pinnacle Wealth Brokers Inc. and Grasswood Property Finance Ltd.
For more information contact:
Sonne Udemgba, Deputy Director
Legal, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: 306.787.5879
Fax: 306.787.5899
Email: sonne.udemgba@gov.sk.ca
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca