December 2018
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
December 2018
Securities - Order Setting Hearing Dates in the Matter of Ava Trade Ltd., Ava Trade EU Limited, Ava Capital Markets Australia Pty Ltd., and Ava Trade Japan K.K.
December 21, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued an Order Setting Hearing Dates in the Matter of Ava Trade Ltd., AVA Trade EU Limited, Ava Capital Markets Australia Pty Ltd, and Ava Trade Japan K.K.
For more information contact:
Dallas Smith, Legal Counsel
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities - Extending Order in the Matter of Ava Trade Limited (also known as AvaTrade Limited, AVA Trade Limited, AVA Trade EU Limited, Ava Capital Markets Australia Pty Limited, Ava Capital Markets PTY, and Ava Trade Japan K.K.)
December 21, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued an Extending Order in the Matter of Ava Trade Limited (also known as Ava Trade Limited, AVA Trade Limited, AVA Trade EU Limited, Ava Caital Markets Australia Pty Limited, Ava Capital Markets PTY, and Ava Trade Japan K.K.
For more information contact:
Dallas Smith, Legal Counsel
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities - CSA Staff Notice and Request for Comment 23-323 Trading Fee Rebate Pilot Study
December 18, 2018 - The Canadian Securities Administrators today published CSA Staff Notice and Request for Comment 23-323 Trading Fee Rebate Pilot Study
- CSA Staff Notice and Request for Comment 23-323 Trading Fee Rebate Pilot Study
- Appendix A - Proposed Design Report - Trading Fee Rebate Pilot Study
- Appendix B - Draft Model Order
The comment period ends February 1, 2019
For more information, please contact:
Liz Kutarna, Deputy Director, Capital Markets
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5871
Fax: (306) 787-5899
Email: liz.kutarna@gov.sk.ca
Securities - Notice of First Appearance In the Matter of Ava Trade Ltd., Ava Trade EU Limited, Ava Capital Markets Australia Pty Ltd. and Ava Trade Japan K.K.
December 17, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued a Notice of First Appearance In the Matter of Ava Trade Ltd., Ava Trade EU Limited, Ava Capital Markets Australia Pty Ltd. and Ava Trade Japan K.K.
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities - Decision in the Matter of Ronald James Aitkens, et al
December 5, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued a Decision in the Matter of Ronald James Aitkens et al.
For more information contact:
Dallas Smith, Legal Counsel
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities – CSA Staff Notice 13-315 (Revised) Securities Regulatory Authority Closed Dates 2019*
December 13, 2018 - The Canadian Securities Administrators today published CSA Staff Notice 13-315 (Revised) Securities Regulatory Authority Closed dates 2019*.
For more information contact:
Tony Herdzik, Deputy Director, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5849
Fax: (306) 787-5899
Email: tony.herdzik@gov.sk.ca
Securities - Order Setting Hearing Dates in the Matter of Aidan Trading, Catalyst CM Limited and Peter Jensen
December 5, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued Order Setting Hearing Dates in the Matter of Aidan Trading, Catalyst CM Limited and Peter Jensen
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities - Extending Order in the Matter of Aidan Trading and Catalyst CM Limited
December 5, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued Extending Order in the Matter of Aidan Trading and Catalyst CM Limited
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities - Order Setting Hearing Dates in the Matter of Fred Louis Sebastian
December 5, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued Order Setting Hearing Dates in the Matter of Fred Louis Sebastian
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca