December 2021
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
December 2021
Securities – The Securities Commission (Adoption of National Instruments) (NI 31-103) Amendment Regulations, 2021
December 17, 2021 – Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing The Securities Commission (Adoption of National Instruments) (NI 31-103) Amendment Regulations, 2022.
Effective Date: December 31, 2021.
For more information, contact:
Sonne Udemgba
Financial and Consumer Affairs Authority of Saskatchewan
Director, Legal
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-5879
Fax: 306-787-5899
Email: sonne.udemgba@gov.sk.ca
Securities – CSA Notice of Amendments to National Instrument 33-109 Registration Information and Changes to the Companion Policy to National Instrument 33-109 Registration Information and Consequential Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Changes to the Companion Policy to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines
December 16, 2021 – Today the Canadian Securities Administrators are publishing CSA Notice of Amendments to National Instrument 33-109 Registration Information and Changes to the Companion Policy to National Instrument 33-109 Registration Information and Consequential Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Changes to the Companion Policy to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines.
- CSA Notice of Amendments to National Instrument 33-109 Registration Information and Changes to the Companion Policy to National Instrument 33-109 Registration Information and Consequential Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Changes to the Companion Policy to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines
- Annex A Summary of Notable Changes to the Proposals
- Annex B List of Commenters and Summary of Comments on the Proposals and Responses
- Annex C Frequently Asked Questions on Updating Registration Information on NRD
- Annex D Adoption of the Amendments
- Annex E Amendments to National Instrument 33-109 Registration Information
- Annex F Blackline of National Instrument 33-109 Registration Information
- Annex G Changes to Companion Policy 33-109CP Registration Information
- Annex H Blackline of Changes to Companion Policy 33-109CP Registration Information
- Annex I Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
- Annex J Changes to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations
- Annex K Local Matters
Effective Date: Subject to Ministerial Approval – June 6, 2022.
For more information, contact:
Curtis Brezinski
Financial and Consumer Affairs Authority of Saskatchewan
Compliance Auditor, Capital markets
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-5876
Fax: 306-787-5899
Email: curtis.brezinski@gov.sk.ca
Securities – CSA Staff Notice 13-315 (Revised) Securities Regulatory Authority Closed Dates 2022
December 9, 2021 – Today the Canadian Securities Administrators are publishing CSA Staff Notice 13-315 (Revised) Securities Regulatory Authority Closed Dates 2022.
For more information, contact:
Heather Kuchuran, CPA, CA, CFA
Financial and Consumer Affairs Authority of Saskatchewan
Director, Corporate Finance
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-1009
Fax: 306-787-5899
Email: heather.kuchuran@gov.sk.ca
Securities – CSA Staff Notice 11-344 Notice of Local Amendments in Certain Jurisdictions
December 9, 2021 – Today the Canadian Securities Administrators are publishing CSA Staff Notice 11-344 Notice of Local Amendments in Certain Jurisdictions.
For more information, contact:
Derek C. Maher, B.Admin., J.D., CPA, CA
Financial and Consumer Affairs Authority of Saskatchewan
Acting Director, Legal
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-5867
Fax: 306-787-5899
Email: derek.maher2@gov.sk.ca
Securities – CSA Staff Notice 44-306 Blanket Orders Exempting Well-known Seasoned Issuers from Certain Prospectus Requirements
December 6, 2021 – Today the Canadian Securities Administrators are publishing CSA Staff Notice 44-306 Blanket Orders Exempting Well-known Seasoned Issuers from Certain Prospectus Requirements.
For more information, contact:
Heather Kuchuran
Financial and Consumer Affairs Authority of Saskatchewan
Director, Corporate Finance
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-1009
Fax: 306-787-5899
Email:heather.kuchuran@gov.sk.ca
Securities – General Order 44-501 Exemption from Certain Prospectus Requirements for Well-known Seasoned Issuers
December 6, 2021 – Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing General Order 44-501 Exemption from Certain Prospectus Requirements for Well-known Seasoned Issuers with the effective date of January 4, 2022.
For more information, contact:
Heather Kuchuran
Financial and Consumer Affairs Authority of Saskatchewan
Director, Corporate Finance
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-1009
Fax: 306-787-5899
Email: heather.kuchuran@gov.sk.ca
Securities – General Order 52-502 Exemption from National Instrument 52-112 Non-GAAP and Other Financial Measures Disclosure
December 2, 2021 – Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing General Order 52-502 Exemption from National Instrument 52-112 Non-GAAP and Other Financial Measures Disclosure with the effective date of December 2, 2021.
For more information, contact:
Heather Kuchuran
Financial and Consumer Affairs Authority of Saskatchewan
Director, Corporate Finance
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-1009
Fax: 306-787-5899
Email: heather.kuchuran@gov.sk.ca
Securities – CSA Staff Notice and Request for Comment 11-343 Proposal to Establish a CSA Investor Advisory Panel
December 2, 2021 – Today the Canadian Securities Administrators is publishing CSA Staff Notice and Request for Comment 11-343 Proposal to Establish a CSA Investor Advisory Panel with attached proposed Terms of Reference.
For more information, contact:
Derek Maher, J.D., CPA, CA
Financial and Consumer Affairs Authority of Saskatchewan
Acting Director, Legal
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-5867
Fax: 306-787-5899
Email: derek.maher2@gov.sk.ca
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca