July 2020

July 2020

 

Securities - Notice of Teleconference Call in the Matter of Fluid FX, Paul Anderson, Alan P. Howard and John Andrews

July 30, 2020 - The Financial and Consumer Affairs Authority of Saskatchewan published Notice of Teleconference Call in the Matter of Fluid FX, Paul Anderson, Alan P.Howard and John Andrews

• Notice of Teleconference Call - July 27, 2020

For more information contact:
        Grace Hession David, Legal Counsel
        Legal, Securities Division
        Financial and Consumer Affairs Authority of Saskatchewan
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Tel:  306.787.5843
        Fax: 306.787.5899
        Email: grace.hessiondavid@gov.sk.ca

 

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Securities - Amended General Ruling/Order 11-914 Recognition of the Canadian Public Accountability Board as an Auditor Oversight Organization

July 30, 2020 - The Financial and Consumer Affairs Authority of Saskatchewan today published the Amended General Ruling/Order that recognizes the Canadian Public Accountability Board as an auditor oversight organization in Saskatchewan.

• Amended Recognition Order 11-914

For more information contact:
        Sonne Udemgba, Deputy Director
        Legal, Securities Division
        Financial and Consumer Affairs Authority of Saskatchewan
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Tel:  306.787.5879
        Fax: 306.787.5899
        Email: sonne.udemgba@gov.sk.ca  

 

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Securities - CSA Staff Notice 31-358 Guidance on Registration Requirements for Chief Compliance Officers and Request for Comments

July 2, 2020 - The Canadian Securities Administrators published CSA Staff Notice 31-358 Guidance on Registration Requirements for Chief Compliance Officers and Request for Comments

• CSA Staff Notice 31-358

The comment period ends September 30, 2020.

For more information contact:
        Liz Kutarna, Deputy Director
        Capital Markets, Securities Division
        Financial and Consumer Affairs Authority of Saskatchewan
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Tel:  306.787.5871
        Fax: 306.787.5899
        Email: liz.kutarna@gov.sk.ca