Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
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Securities – Staff Notice 45-703 Monitoring the Use of the Exemptions Under National Instrument 45-106 Prospectus Exemptions
May 31, 2017 - Staff Notice 45-703 Monitoring the Use of the Exemptions Under National Instrument 45-106 Prospectus Exemptions.
For more information please contact:
Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5879
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca
Securities – Investor Alert - Loyalty Insurance Group
May 18, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan is warning investors about an entity named Loyalty Insurance Group.
For more information, please contact:
Harvey White, Investigator, Enforcement
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-7829
Fax: (306) 787-5899
Email: harvey.white@gov.sk.ca
Securities – CSA Staff Notice 31-350 Guidance on Small Firms Compliance and Regulatory Obligations
May 18, 2017 - Today the Canadian Securities Administrators are publishing CSA Staff Notice 31-350 Guidance on Small Firms Compliance and Regulatory Obligations.
For more information, please contact:
Curtis Brezinski, Compliance Auditor, Capital Markets
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5876
Fax: (306) 787-5899
Email: curtis.brezinski@gov.sk.ca
Securities – CSA Staff Notice 33-319 Status Report on CSA Consultation Paper 33-404 Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives Toward Their Clients
May 11, 2017 - Today the Canadian Securities Administrators are publishing CSA Staff Notice 33-319 Status Report on CSA Consultation Paper 33-404 Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives Toward Their Clients.
For more information, please contact:
Liz Kutarna, Deputy Director, Capital Markets
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5871
Fax: (306) 787-5899
Email: liz.kutarna@gov.sk.ca
Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5879
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca
Securities – Order In the Matter of SHEC Energy Corporation, James Thomas Beck and Terrence Michael Stott
May 11, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order In the Matter of SHEC Energy Corporation.
For more information contact:
Dallas Smith, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: dallas.smith@gov.sk.ca
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca