September 2018
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
September 2018
Securities - Decision in the Matter of the Process for Exemptive Relief applications in Multiple Jurisdiction and In the Matter of PharmaChoice Canada Inc.
September 28, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued Decision in the Matter of the Process for Exemptive Relief applications in Multiple Jurisdiction and In the Matter of PharmaChoice Canada Inc.
For more information contact:
Sonne Udemgba, Deputy Director
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5979
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca
Securities - Order Setting Hearing Dates in the Matter of Coperstone Limited, Coperstone Partners Limited, Chad Neuburger and Randall Silverman
September 27, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued Order Setting Hearing Dates in the Matter of Coperstone Limited, Coperstone Partners Limited, Chad Neuburger and Randall Silverman
For more information contact:
Nathanial Day, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: nathanial.day@gov.sk.ca
Securities - Notice of First Appearance and Adjournment and Extending Order in the Matter of Lionexo and Quattro Enterprises EOOD
September 27, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued Notice of First Appearance and Adjournment and Extending Order in the Matter of Lionexo and Quattro Enterprises EOOD
- Notice of First Appearance - September 27, 2018
- Adjournment and Extending Order - September 27, 2018
For more information contact:
Nathanial Day, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: nathanial.day@gov.sk.ca
Securities - Order Setting Hearing Dates in the Matter of Trade12, Global Fin Services Limited and Exo Capital Markets Limited
September 27, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued Order Setting Hearing Dates in the Matter of Trade12, Global Fin Services Limited and Exo Capital Markets Limited
For more information contact:
Nathanial Day, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: nathanial.day@gov.sk.ca
Securities - Order Setting Hearing Dates in the Matter of Melnic Group Ltd. and Boss Capital
September 27, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued Order Setting Hearing Dates in the Matter of Melnic Group Ltd. and Boss Capital
For more information contact:
Nathanial Day, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: nathanial.day@gov.sk.ca
Securities - Order Setting Hearing Dates in the Matter of FMTrader
September 27, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued Order Setting Hearing Dates in the Matter of FMTrader
For more information contact:
Nathanial Day, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: nathanial.day@gov.sk.ca
Securities - CSA Multilateral Staff Notice 58-310 Report on Fourth Staff Review of Disclosure regarding Women on Boards and in Executive Officer Positions
September 27, 2018 - The Canadian Securities Administration today published CSA Multilateral Staff Notice 58-310 Report on Fourth Staff Review of Disclosure regarding Women on Boards and in Executive Officer Positions
For more information, please contact:
Heather Kuchuran, Senior Securities Analyst, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-1009
Fax: (306) 787-5899
Email: Heather.Kuchuran@gov.sk.ca
Securities - Notice of First Appearance in the Matter of Lionexo and Quattro Enterprises EOOD
September 26, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued Notice of First Appearance in the Matter of Lionexo and Quattro Enterprises EOOD
For more information contact:
Nathanial Day, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: nathanial.day@gov.sk.ca
Securities - Extending Order in the Matter of Aidan Trading and Catalyst CM Limited
September 25, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued Extending Order in the Matter of Aidan Trading and Catalyst CM Limited
For more information contact:
Nathanial Day, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: nathanial.day@gov.sk.ca
Securities - Adjournment and Extending Order in the Matter of Trade12, Global Fin Services Limited and Exo Capital Markets Limited
September 13, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued Adjournment and Extending Order in the Matter of Trade12, Global Fin Services Limited and Exo Capital Markets Limited
For more information contact:
Nathanial Day, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: nathanial.day@gov.sk.ca
Securities - CSA Notice and Request for Comment Proposed Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments
September 13, 2018 - The Canadian Securities Administrators today published CSA Notice and Request for Comment Proposed Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments
- CSA Notice and Request for Comment
- Annex A - Specific Questions of the CSA Relating to the Proposed Amendments
- Annex B - Proposed Amendments to National Instrument 81-105 Mutual Fund Sales Practices
- Annex C - Proposed Changes to Companion Policy 81-105CP to National Instrument 81-105 Mutual Fund Sales Practices
- Annex D - Proposed Amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure
- Annex E - Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
- Annex F - Regulatory Impact Analysis of the Proposed Reforms to Address Concerns Related to the Payment of Embedded Commissions
- Annex G - Local Matters
The comment period ends December 13, 2018
For more information, please contact:
Heather Kuchuran, Senior Securities Analyst, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-1009
Fax: (306) 787-5899
Email: Heather.Kuchuran@gov.sk.ca
Securities - Order Setting Hearing Dates in the Matter of BinaryBook
September 11, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued Order Setting Hearing Dates in the Matter of BinaryBook
For more information contact:
Nathanial Day, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: nathanial.day@gov.sk.ca
Securities - Order Setting Hearing Dates in the Matter of Rbinary and Rbinary Limited
September 11, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued Order Setting Hearing Dates in the Matter of Rbinary and Rbinary Limited
For more information contact:
Nathanial Day, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: nathanial.day@gov.sk.ca
Securities - Notice of First Appearance in the Matter of Trade12, Global Fin Services Limited and Exo Capital Markets Limited
September 11, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan issued Notice of First Appearance in the Matter of Trade12, Global Fin Services Limited and Exo Capital Markets Limited
For more information contact:
Nathanial Day, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5843
Fax: (306) 787-5899
Email: nathanial.day@gov.sk.ca
Securities - CSA Notice and Request for Comment Proposed National Instrument 51-112 Non-GAAP Financial Measures and Other Financial Measures Disclosure Proposed Companion Policy 52-112CP Non-GAAP Financial Measures and Other Financial Measures Disclosure Related Proposed Consequential Amendments and Changes
September 6, 2018 - The Canadian Securities Administrators today published CSA Notice and Request for Comment Proposed National Instrument 51-112 Non-GAAP Financial Measures and Other Financial Measures Disclosure Proposed Companion Policy 52-112CP Non-GAAP Financial Measures and Other Financial Measures Disclosure Related Proposed Consequential Amendments and Changes
The comment period ends December 5, 2018
For more information contact:
Tony Herdzik, Deputy Director, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5849
Fax: (306) 787-5899
Email: tony.herdzik@gov.sk.ca
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca