January 2020
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
January 2020
Securities - CSA Staff Notice 23-325 Trading Fee Rebate Pilot Study
January 23, 2020 - The Canadian Securities Administrators published CSA Staff Notice 23-325 Trading Fee Rebate Pilot Study
For more information please contact:
Liz Kutarna, Deputy Director, Capital Markets
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5871
Fax: (306) 787-5899
Email: liz.kutarna@gov.sk.ca
Securities - Local Notice of Implementation - Amendments to Saskatchewan Local Instrument 11-501 Conflicts of Interest and Changes to Companion Policy 11-501CP to Saskatchewan Local Instrument 11-501 Conflicts of Interest
January 17, 2020 - The Financial and Consumer Affairs Authority of Saskatchewan published Local Notice of Implementation - Amendments to Saskatchewan Local Instrument 11-501 Conflicts of Interest and Changes to Companion Policy 11-501CP to Saskatchewan Local Instrument 11-501 Conflicts of Interest
For more information contact:
Mikale White, Legal Counsel
Legal, Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 798-3381
Fax: (306) 787-5899
Email: mikale.white@gov.sk.ca
Securities - CSA Staff Notice 21-327 Guidance on the Application of Securities Legislation to Entities Facilitating the Trading of Crypto Assets
January 16, 2020 - The Canadian Securities Administrators published CSA Staff Notice 21-327 Guidance on the Application of Securities Legislation to Entities Facilitating the Trading of Crypto Assets
For more information contact:
Nathanial D. Day, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5867
Fax: (306) 787-5899
Email: nathaniald.day@gov.sk.ca
Securities - Staff Notice 11-704 Claims for Financial Compensation
January 15, 2020 - The Financial and Consumer Affairs Authority of Saskatchewan published Staff Notice 11-704 Claims for Financial Compensation
For more information contact:
Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5879
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca
Securities - Extending Order in the Matter of Vincent John Mullee and Vince Mullee Financial Inc.
January 10, 2020 - The Financial and Consumer Affairs Authority published Extending Order in the Matter of Vincent John Mullee and Vince Mullee Financial Inc.
For more information contact:
Nathanial D. Day, Legal Counsel
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5867
Fax: (306) 787-5899
Email: nathaniald.day@gov.sk.ca
Securities - CSA Consultation Paper 51-405 Consideration of an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers
January 9, 2020 - The Canadian Securities Administrators published CSA Consultation Paper 51-405 Consideration of an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers
The comment period ends March 9, 2020
For more information contact:
Heather Kuchuran, Acting Deputy Director, Corporate Finance
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-1009
Fax: (306) 787-5899
Email: heather.kuchuran@gov.sk.ca
Securities - The Securities Commission (Adoption of National Instruments) (NI 31-103, Client Focused Reforms) Amendment Regulations, 2019
January 7, 2020 - The Financial and Consumer Affairs Authority of Saskatchewan published The Securities Commission (Adoption of National Instruments) (NI 31-103, Client Focused Reforms) Amendment Regulations, 2019
For more information contact:
Sonne Udemgba, Deputy Director, Legal
Securities Division
Financial and Consumer Affairs Authority of Saskatchewan
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: (306) 787-5879
Fax: (306) 787-5899
Email: sonne.udemgba@gov.sk.ca
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca