June 2022

June 2022

Securities - Order as to Costs Between Alena Pastuch, and Financial and Consumer Affairs Authority of Saskatchewan, and Her Majesty the Queen

June 28, 2022 - Today the Financial and Consumer Affairs Authority of Saskatchewan published Order as to Costs Between Alena Pastuch, and Financial and Consumer Affairs Authority of Saskatchewan, and Her Majesty the Queen.

• Order as to Costs - June 28, 2022

For more information, contact:

Connor J Smith
Financial and Consumer Affairs Authority of Saskatchewan
Litigation Counsel
Securities Division
601-1919 Saskatchewan Drive
Regina, SK  S4P 4H2
Bus: 306-787-5843
Fax: 306-787-5899
Email: connor.smith2@gov.sk.ca

 

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Securities - Order Setting Hearing Date in the Matter of MK Futures and Maitlan Knoke

June 28, 2022 - The Financial and Consumer Affairs Authority of Saskatchewan published an Oder Setting Hearing Date in the Matter of MK Futures and Maitlan Knoke

• Order Setting Hearing Date – June 28, 2022

For more information, contact:

        Connor J Smith
        Financial and Consumer Affairs Authority of Saskatchewan
        Litigation Counsel
        Securities Division
        601-1919 Saskatchewan Drive
        Regina, SK  S4P 4H2
        Bus: 306-787-5843
        Fax: 306-787-5899
        Email: connor.smith2@gov.sk.ca

 

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Securities - Sanctions Order in the Matter of Jack Louis Comeau, et al.

June 24, 2022 - The Financial and Consumer Affairs Authority of Saskatchewan published a Sanctions Order in the Matter of Jack Louis Comeau, et al.  

• Sanctions Order – June 24, 2022

For more information, contact:

        Connor J Smith
        Financial and Consumer Affairs Authority of Saskatchewan
        Legal Counsel
        Securities Division
        601-1919 Saskatchewan Drive
        Regina, SK  S4P 4H2
        Bus: 306-787-5843
        Fax: 306-787-5899
        Email: connor.smith2@gov.sk.ca

 

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Securities – CSA Staff Notice 21-331 - Information Processor for Exchange-Traded Securities other than Options

June 23, 2022 – Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing CSA Staff Notice 21-331 - Information Processor for Exchange-Traded Securities other than Options.

• CSA Staff Notice 21-331 - Information Processor for Exchange-Traded Securities other than Options
  • Appendix A - Local Matters
• General Order 25-501 – Designation Order
  • Annex A – Terms and Conditions Applicable to the Applicant as an Information Processor for Exchange-Traded Securities Other Than Options

For more information, contact: 

        Mobolanle Depo-Fajumo 
        Financial and Consumer Affairs Authority of Saskatchewan
        Legal Counsel, Securities Division
        601-1919 Saskatchewan Drive
        Regina SK S4P 4H2
        Bus: 306-798-3381
        Fax: 306-787-5899 
        Email: mobolanle.depofajumo2@gov.sk.ca    

 

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 Securities – CSA Multilateral Notice and Request for Comment, Proposed Amendments to Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting and Proposed Changes to Companion Policy 96-101 Trade Repositories and Derivatives Data Reporting

June 9, 2022 – Today the Canadian Securities Administrators are publishing CSA Multilateral Notice and Request for Comment, Proposed Amendments to Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting and Proposed Changes to Companion Policy 96-101 Trade Repositories and Derivatives Data Reporting

• CSA Multilateral Notice and Request for Comment, Proposed Amendments to Multilateral Instrument 96-101 Trade Repositories and Derivatives Data Reporting and Proposed Changes to Companion Policy 96-101, Trade Repositories and Derivatives Data Reporting
  • Annex A - Proposed Amendments to MI 96-101
  • Annex B - Blackline of MI 96-101
  • Annex C - Proposed Changes to CP 96-101
  • Annex D - Companion Policy Blackline
  • Annex E - Local Matters

Comment Period Ends: October 7, 2022.

For more information, contact:

        Graham Purse
        Financial and Consumer Affairs Authority of Saskatchewan
        Legal Counsel
        Securities Division
        601-1919 Saskatchewan Drive
        Regina SK S4P 4H2
        Bus: 306-787-5867
        Fax : 306-787-5899
        Email: graham.purse2@gov.sk.ca