National Instruments Published for Comment 2023

National Instruments Published for Comment 2023

 

Securities – CSA Notice and Request for Comment respecting Registered Firm Requirements Pertaining to an Independent Dispute Resolution Service: Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Proposed Changes to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations

November 30, 2023 – The Financial and Consumer Affairs Authority of Saskatchewan is publishing the CSA Notice and Request for Comment for Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Proposed Changes to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations. The amendments pertain to the requirements for registered firms concerning an Independent Dispute Resolution Service.

• CSA Notice and Request for Comment: Registered Firm Requirements Pertaining to an Independent Dispute Resolution Service - Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and Proposed Changes to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations 
  • Annex A – Proposed Rule Amendments to National Instrument 31-103
  • Annex B – Blackline showing Proposed Amendments to National Instrument 31-103
  • Annex C – Blackline Showing Proposed Changes to Companion Policy 31-103CP
  • Annex D – Overview and Flowchart of Identified Ombudservice Processes under Proposed Framework
  • Annex E – Local Matters 

Comment Period Ends: February 28, 2024.

For more information, contact:

Mobolanle Depo-Fajumo
Financial and Consumer Affairs Authority of Saskatchewan
Legal Counsel, Securities Division 
400-2365 Albert Street
Regina, SK, S4P 4K1
Bus: 306- 798-3381
Fax: 306-787-5899
Email : mobolanle.depofajumo2@gov.sk.ca

 

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Securities – CSA Notice and Request for Comment Proposed Amendments to National Instrument 81-102 Investment Funds

October 19, 2023 – The Financial and Consumer Affairs Authority of Saskatchewan is publishing the CSA Notice and Request for Comment Proposed Amendments to National Instrument 81-102 Investment Funds. The amendments are proposed to facilitate a voluntary decision by a mutual fund to shorten the settlement cycle for purchases and redemptions of its securities from two days after the date of a trade (T+2) to one day after the date of a trade (T+1) in anticipation of a reduction of the settlement cycle for equity and long-term debt market trades in Canada to T+1.

• CSA Notice and Request for Comment Proposed Amendments to National Instrument 81-102 Investment Funds 
• Annex A – Proposed Amendments to National Instrument 81-102 Investment Funds
• Annex B – Local Matters 

Comment Period Ends: January 17, 2024.

For more information, contact:

Heather Kuchuran 
Financial and Consumer Affairs Authority of Saskatchewan
Director, Corporate Finance, Securities Division 
400-2365 Albert Street
Regina, SK, S4P 4K1
Bus: 306-787-1009 
Fax: 306-787-5899
Email : heather.kuchuran@gov.sk.ca

 

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Securities – CSA Notice and Request for Comment: Proposed Amendments to National Instrument 44-102 Shelf Distributions Relating to Well-known Seasoned Issuers

September 21, 2023 – The Financial and Consumer Affairs Authority of Saskatchewan is publishing the CSA Notice and Request for Comment in relation to Proposed Amendments to National Instrument 44-102 Shelf Distributions Relating to Well-known Seasoned Issuers.

• 44-102 NI CSA Notice and Request for Comment September 21, 2023
  • Annex A Proposed Amendments to National Instrument 44-102 Shelf Distributions September 21, 2023
  • Annex B Proposed Changes to Companion Policy 44-102CP Shelf Distributions September 21, 2023
  • Annex C Proposed Changes to National Policy 11-202 Process for Prospectus Reviews in Multiple Jurisdictions June 15, 2023
  • Annex D Local Matters September 21, 2023
  • Annex E Summary of the Principal Differences Between the Blanket Orders and the Proposed Amendments September 21, 2023

Comment Period Ends: December 20, 2023.

For more information, contact:

Heather Kuchuran 
Financial and Consumer Affairs Authority of Saskatchewan
Director, Corporate Finance, Securities Division 
400-2365 Albert Street
Regina, SK, S4P 4K1
Bus: 306-787-1009 
Fax: 306-787-5899
Email : heather.kuchuran@gov.sk.c