Part 3 - Registration and Related Matters Archive
Securities Division
4th Floor, 2365 Albert Street
Regina, SK, S4P 4K1
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
Part 3 - Registration and Related Matters Archive
- 31-312 – The Exempt Market Dealer Category under NI 31-103 Registration Requirements and Exemptions (National Notice)
- 31-313 – Registration Requirements and Exemptions and Related Instruments - Frequently Asked Questions as of December 18, 2009 (National Notice) (Withdrawn)
- 31-314 – NI 31-103 Registration Requirements and Exemptions and Related Instruments - Frequently Asked Questions as of February 5, 2010 (National Notice) (Withdrawn)
- 31-315 – Omnibus / Blanket Orders Exempting Registrants From Certain Provisions of NI 31-103 (National Notice) (Withdrawn)
- 31-317 – Reporting Obligations Related to Terrorist Financing (National Notice) - Replaced by 31-352
- 31-321 – Further Orders Exempting Registrants from Certain Provisions of NI 31-103 (National Notice) (Withdrawn)
- 31-322 – Extension of Orders Exempting Mortgage Investment Entities From the Requirement to Register as Investment Fund Managers and Advisers (National Notice)
- 31-326 – Outside Business Activities (National Notice) (Withdrawn)
- 31-327 – Broker-Dealer Registration in the Exempt Market Dealer Category (National Notice) (Withdrawn)
- 31-328 – Revocation of Omnibus / Blanket Orders Exempting Registrants from Certain Provisions of NI 31-103 (National Notice) (Withdrawn)
- 31-329 – Omnibus/blanket orders exempting registrants from certain provisions of National Instrument 31-103 (National Notice) (Withdrawn)
- 31-331 – Follow-up to Broker-Dealer Registration in the Exempt Market Dealer Category (National Notice) (Withdrawn)
- 31-333 - Follow-up to Broker-Dealer Registration in the Exempt Market Dealer Category (National Notice) (Withdrawn)
- 31-339 – Omnibus/Blanket Orders Exempting IIROC and MFDA Registrants from Certain Provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (National Notice) - Withdrawn
- 31-340 – OBSI Joint Regulators Committee Annual Report for 2014 (National Notice)
- 31-341 – Omnibus/Blanket Orders Exempting Registrants from Certain CRM2 Provisions of NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (National Notice) - Withdrawn
- 31-344 - OBSI Joint Regulators Committee Annual Report for 2015 (National Notice)
- 31-348 - OBSI Joint Regulators Committee Annual Report for 2016 (National Notice)
- 31-353 - OBSI Joint Regulators Committee Annual Report for 2017 (National Notice)
- 31-355 - OBSI Joint Regulators Committee Annual Report for 2018 (National Notice)
- 31-359 - OBSI Joint Regulators Committee Annual Report for 2019 (National Notice) (Archived)
- 31-361 - OBSI Joint Regulators Committee Annual Report for 2020 (National Notice) (Archived)
- 31-362 - OBSI Joint Regulators Committee Annual Report for 2021 (National Notice) (Archived)
- 33-305 - Sale of Insurance Products by Dually Employed Salespersons (Withdrawn)