National Instruments Published for Comment 2019

 

CSA Notice and Request for Comment Proposed Amendments to National Instrument 52-108 Auditor Oversight and Proposed Changes to Companion Policy 52-108 Auditor Oversight

October 3, 2019 - The Canadian Securities Administrators today published CSA Notice and Request for Comment Proposed Amendments to National Instrument 52-108 Auditor Oversight and Proposed Changes to Companion Policy 52-108 Auditor Oversight

• CSA Notice and Request for Comment
• Annex A - Proposed Amendments to National Instrument 52-108
• Annex B - Proposed Changes to Companion Policy 52-108
• Annex C - Local Matters

The comment period ends January 2, 2020.

For more information contact:
        Heather Kuchuran, Acting Deputy Director
        Corporate Finance, Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  306.787.1009
        Fax:  306.787.5899
        Email: heather.kuchuran@gov.sk.ca

 

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CSA Notice and Request for Comment Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, Stage 1

September 12, 2019 - The Canadian Securities Administrators published CSA Notice and Request for Comment Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, Stage 1

• CSA Notice and Request for Comment
• Appendix A - General
• Appendix B - Proposed Amendments and Proposed Changes
• Appendix C - Local Matters

The comment period ends December 11, 2019.

For more information contact:
        Heather Kuchuran, Acting Deputy Director
        Corporate Finance, Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  306.787.1009
        Fax:  306.787.5899
        Email: heather.kuchuran@gov.sk.ca

 

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CSA Notice and Request for Comment Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Changes to Certain Policies Related to the Business Acquisition Report Requirements

September 5, 2019 - The Canadian Securities Administrators published CSA Notice and Request for Comment Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Changes to Certain Policies Related to the Business Acquisition Report Requirements

• CSA Notice and Request for Comment
• Annex A - Proposed Amendments to NI 51-102
• Annex B - Proposed Changes to Companion Policy 51-102CP
• Annex C - Proposed Changes to Companion Policy 41-101CP
• Annex D - Proposed Changes to Companion Policy 44-101CP
• Annex E - Local Matters

The comment period expires on December 4, 2019.

For more information contact:
        Heather Kuchuran, Deputy Director
        Corporate Finance, Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  306.787.1009
        Fax:  306.787.5899
        Email: heather.kuchuran@gov.sk.ca

 

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CSA Notice and Request for Comment Proposed Amendments to National Instrument 44-102 Shelf Distributions and Changes to Companion Policy 44-102CP Shelf Distributions relating to At-the-Market Distributions

May 9, 2019 - The Canadian Securities Administrators today published CSA Notice and Request for Comment Proposed Amendments to National Instrument 44-102 Shelf Distributions and Changes to Companion Policy 44-102CP Shelf Distributions relating to At-the-Market Distributions

• CSA Notice and Request for Comment
• Annex A - Proposed Amendments to National Instrument 44-102 Shelf Distributions
• Annex B - Proposed Changes to Companion Policy 44-102CP to National Instrument 44-102 Shelf Distributions
• Annex C - Local Matters

The comment period ends August 7, 2019.

For more information contact:
        Heather Kuchuran, Acting Deputy Director
        Corporate Finance, Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  306.787.1009
        Fax:  306.787.5899
        Email: heather.kuchuran@gov.sk.ca

 

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CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments

May 2, 2019 - The Canadian Securities Administrators today published CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments

• CSA Notice and Request for Comment
• Annex A - Proposed National Instrument 13-103 (System Replacement Rule)
• Annex B - Proposed Companion Policy 13-103 (System Replacement Rule)
• Annex C - Proposed Amendments to Existing Rules
• Annex D - Proposed Changes to Existing Policies
• Annex E - Local Matters

 The comment period ends July 31, 2019

For more information contact:
     Mikale White, Legal Counsel
     Securities Division
     Financial and Consumer Affairs Authority
     Suite 601, 1919 Saskatchewan Drive
     Regina, Saskatchewan S4P 4H2
     Phone:  306.798.3381
     Fax:  306.787.5899
     Email: mikale.white@gov.sk.ca

 

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CSA Notice and Request for Comment Proposed Repeal and Replacement of Multilateral Instrument 13-102 System Fees for SEDAR and NRD

May 2, 2019 - The Canadian Securities Administrators today published CSA Notice and Request for Comment Proposed Repeal and Replacement of Multilateral Instrument 13-102 System Fees for SEDAR and NRD

• CSA Notice and Request for Comment
• Annex A - Proposed Multilateral Instrument 13-102 System Fees
• Annex B - Local Matters

The comment period ends July 24, 2019.

For more information contact:
     Mikale White, Legal Counsel
     Securities Division
     Financial and Consumer Affairs Authority
     Suite 601, 1919 Saskatchewan Drive
     Regina, Saskatchewan S4P 4H2
     Phone:  306.798.3381
     Fax:  306.787.5899
     Email: mikale.white@gov.sk.ca

 

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CSA Notice and Request for Comment Proposed Amendments to National Instrument 21-101 Marketplace Operation and Proposed Changes to Companion Policy 21-101CP Marketplace Operation

April 18, 2019 - The Canadian Securities Administrators today published CSA Notice and Request for Comment Proposed Amendments to National Instrument 21-101 Marketplace Operation and Proposed Changes to Companion Policy 21-101CP Marketplace Operation

• CSA Notice and Request for Comment
• Annex A - Proposed Amendments to National Instrument 21-101 Marketplace Operation
• Annex B - Blacklined Proposed Amendments to National Instrument 21-101 Marketplace Operation
• Annex C - Local Matters

The comment period ends July 17, 2019.

For more information, please contact:
        Liz Kutarna, Deputy Director
        Capital Markets, Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  306.787.5871
        Fax:  306.787.5899
        Email: liz.kutarna@gov.sk.ca 

 

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CSA Second Notice and Request for Comment Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations relating to Syndicated Mortgages  and  Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions and Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations

March 15, 2019 - The Canadian Securities Administrators today published CSA Second Notice and Request for Comment Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations relating to Syndicated Mortgages  and  Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions and Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations

• Second Notice and Request for Comment
• Annex A - List of Commenters
• Annex B - Summary of Comments and Responses
• Annex C - Proposed Amendments to National Instrument 45-106 Prospectus Exemptions
• Annex D - Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions
• Annex E - Proposed Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
• Annex F - Proposed Changes to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations
• Annex G - Local Matters

The comment period ends May 14, 2019

For more information contact:
          Mikale White, Legal Counsel
          Securities Division
          Financial and Consumer Affairs Authority
          Suite 601, 1919 Saskatchewan Drive
          Regina, Saskatchewan  S4P 4H2
          Phone:  306.798.3381
          Fax:  306.787.5899
          Email: mikale.white@gov.sk.ca

 

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CSA Notice and Request for Comment Proposed National Instrument 25-102 Designated Benchmarks and Benchmark Administrators and Companion Policy

March 14, 2019 - The Canadian Securities Administrators are publishing CSA Notice and Request for Comment Proposed National Instrument 25-102 Designated Benchmarks and Benchmark Administrators and Companion Policy

• CSA Notice and Request for Comment Proposed National Instrument 25-102
• Annex A - Proposed National Instrument 25-102
• Annex B - Proposed Companion Policy 25-102
• Annex C - Specific Questions of the CSA Relating to the Proposed Instrument
• Annex D - Local Matters

The comment period ends June 12, 2019

For more information contact:
          Mikale White, Legal Counsel
          Securities Division
          Financial and Consumer Affairs Authority
          Suite 601, 1919 Saskatchewan Drive
          Regina, Saskatchewan  S4P 4H2
          Phone:  306.798.3381
          Fax:  306.787.5899
          Email: mikale.white@gov.sk.ca

 

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CSA Staff Notice 11-340 Extension of Comment Period  -  CSA Staff Notice and Request for Comment 23-323 Trading Fee Rebate Pilot Study

January 17, 2019 - The Canadian Securities Administrators today published CSA Staff Notice 11-340 Extension of Comment Period  -  CSA Staff Notice and Request for Comment 23-323 Trading Fee Rebate Pilot Study

• CSA Staff Notice 11-340 Extension of Comment Period - CSA Staff Notice and Request for Comment 23-323 Trading Fee Rebate Pilot Study

Extension of the comment period from February 1, 2019 to March 1, 2019.

For more information, please contact:
        Liz Kutarna, Deputy Director
        Capital Markets, Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan  S4P 4H2
        Phone:  306.787.5871
        Fax:  306.787.5899
        Email: liz.kutarna@gov.sk.ca