Regulatory Instruments Published for Comment 2019

Financial and Consumer Affairs Authority

4th Floor, 2365 Albert Street

Regina, SK, S4P 4K1

Tel: (306)787-5645

Fax: (306)787-5899

CSA Notice and Request for Comment Proposed Amendments to National Instrument 52-108 Auditor Oversight and Proposed Changes to Companion Policy 52-108 Auditor Oversight

October 3, 2019 - The Canadian Securities Administrators today published CSA Notice and Request for Comment Proposed Amendments to National Instrument 52-108 Auditor Oversight and Proposed Changes to Companion Policy 52-108 Auditor Oversight

The comment period ends January 2, 2020.

For more information contact:

Heather Kuchuran
Acing Deputy Director, Corporate Finance, Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: 306.787.1009
Fax: 306.787.5899
Email: heather.kuchuran@gov.sk.ca

CSA Notice and Request for Comment Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, Stage 1

September 12, 2019 - The Canadian Securities Administrators published CSA Notice and Request for Comment Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, Stage 1

The comment period ends December 11, 2019.

For more information contact:

Heather Kuchuran
Acting Deputy Director, Corporate Finance, Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: 306.787.1009
Fax: 306.787.5899
Email: heather.kuchuran@gov.sk.ca

CSA Notice and Request for Comment Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Changes to Certain Policies Related to the Business Acquisition Report Requirements

September 5, 2019 - The Canadian Securities Administrators published CSA Notice and Request for Comment Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Changes to Certain Policies Related to the Business Acquisition Report Requirements

The comment period expires on December 4, 2019.

For more information contact:

Heather Kuchuran
Deputy Director, Corporate Finance, Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: 306.787.1009
Fax: 306.787.5899
Email: heather.kuchuran@gov.sk.ca

CSA Notice and Request for Comment Proposed Amendments to National Instrument 44-102 Shelf Distributions and Changes to Companion Policy 44-102CP Shelf Distributions relating to At-the-Market Distributions

May 9, 2019 - The Canadian Securities Administrators today published CSA Notice and Request for Comment Proposed Amendments to National Instrument 44-102 Shelf Distributions and Changes to Companion Policy 44-102CP Shelf Distributions relating to At-the-Market Distributions

The comment period ends August 7, 2019.

For more information contact:

CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments

May 2, 2019 - The Canadian Securities Administrators today published CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments

The comment period ends July 31, 2019

For more information contact:

Mikale White
Legal Counsel, Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: 306.798.3381
Fax: 306.787.5899
Email: mikale.white@gov.sk.ca

CSA Notice and Request for Comment Proposed Repeal and Replacement of Multilateral Instrument 13-102 System Fees for SEDAR and NRD

May 2, 2019 - The Canadian Securities Administrators today published CSA Notice and Request for Comment Proposed Repeal and Replacement of Multilateral Instrument 13-102 System Fees for SEDAR and NRD

The comment period ends July 24, 2019.

For more information contact:

CSA Notice and Request for Comment Proposed Amendments to National Instrument 21-101 Marketplace Operation and Proposed Changes to Companion Policy 21-101CP Marketplace Operation

April 18, 2019 - The Canadian Securities Administrators today published CSA Notice and Request for Comment Proposed Amendments to National Instrument 21-101 Marketplace Operation and Proposed Changes to Companion Policy 21-101CP Marketplace Operation

The comment period ends July 17, 2019.

For more information, please contact:

Liz Kutarna
Deputy Director, Capital Markets, Securities Division
Financial and Consumer Affairs Authority
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Phone: 306.787.5871
Fax: 306.787.5899
Email: liz.kutarna@gov.sk.ca

CSA Second Notice and Request for Comment Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations relating to Syndicated Mortgages and Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions and Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations

March 15, 2019 - The Canadian Securities Administrators today published CSA Second Notice and Request for Comment Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations relating to Syndicated Mortgages and Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions and Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations

The comment period ends May 14, 2019

For more information contact:

CSA Notice and Request for Comment Proposed National Instrument 25-102 Designated Benchmarks and Benchmark Administrators and Companion Policy

March 14, 2019 - The Canadian Securities Administrators are publishing CSA Notice and Request for Comment Proposed National Instrument 25-102 Designated Benchmarks and Benchmark Administrators and Companion Policy

The comment period ends June 12, 2019

For more information contact:

CSA Staff Notice 11-340 Extension of Comment Period - CSA Staff Notice and Request for Comment 23-323 Trading Fee Rebate Pilot Study

January 17, 2019 - The Canadian Securities Administrators today published CSA Staff Notice 11-340 Extension of Comment Period - CSA Staff Notice and Request for Comment 23-323 Trading Fee Rebate Pilot Study

CSA Staff Notice 11-340 Extension of Comment Period - CSA Staff Notice and Request for Comment 23-323 Trading Fee Rebate Pilot Study

Extension of the comment period from February 1, 2019 to March 1, 2019.

For more information, please contact:

Securities Division

4th Floor, 2365 Albert Street

Regina, SK, S4P 4K1

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca