May 2019

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

May 2019

Securities - Revised Notice of Teleconference Call in the Matter of Ava Trade Ltd., Ava Trade EU Limited, Ava Capital Markets Australia Pty Ltd. and Ava Trade Japan K.K.

May 31, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published a Revised Notice of Teleconference Call in the Matter of Ava Trade Ltd., Ava Trade EU Limited, Ava Capital Markets Australia Pty Ltd. and Ava Trade Japan K.K.

Revised Notice of Teleconference Call - May 31, 2019

For more information contact:

        Dallas Smith, Legal Counsel
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan S4P 4H2
        Phone: (306) 787-5843
        Fax: (306) 787-5899
        Email: dallas.smith@gov.sk.ca

Securities - Sanctions Order in the Matter of Coperstone Limited, Coperstone Partners Limited, Chad Neuburger and Randall Silverman

May 29, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published a Sanctions Order in the Matter of Coperstone Limited, Coperstone Partners Limited, Chad Neuburger and Randall Silverman

Sanctions Order - May 27, 2019

For more information contact:

Securities - General Order 96-502 Recognition of Chicago Mercantile Exchange as a Trade Repository

May 23, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan today published General Order 96-502 Recognition of Chicago Mercantile Exchange as a Trade Repository

General Order 96-502 Recognition of Chicago Mercantile Exchange as a Trade Repository

For more information contact:

        Sonne Udemgba, Deputy Director, Legal
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan S4P 4H2
        Phone: (306) 798-5879
        Fax: (306) 787-5899
        Email: sonne.udemgba@gov.sk.ca

Securities – Local Notice of Implementation Multilateral Instrument 61-101 Protection of Minority Security Holders in Special Transactions; Companion Policy to MI 61-101; and Consequential Amendments to Multilateral Instrument 11-102 Passport System and National Instrument 13-101 System for Electronic Document Analysis and Retrieval (SEDAR)

May 23, 2019 – The Financial and Consumer Affairs Authority of Saskatchewan today published Local Notice of Implementation Multilateral Instrument 61-101 Protection of Minority Security Holders in Special Transactions; Companion Policy to MI 61-101; and Consequential Amendments to Multilateral Instrument 11-102 Passport System and National Instrument 13-101 System for Electronic Document Analysis and Retrieval (SEDAR)

Local Notice of Implementaion Multilateral Instrument 61-101

For more information contact:
        Sonne Udemgba, Deputy Director, Legal
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan S4P 4H2
        Phone: (306) 798-3381
        Fax: (306) 787-5899
        Email: sonne.udemgba@gov.sk.ca

Securities - Decision in the Matter of SHEC Energy Corporation, James Thomas Beck, Terrence Michael Stott

May 21, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published a Decision in the Matter of SHEC Energy Corporation, James Thomas Beck, Terrence Michael Stott

Decision - November 21, 2017

For more information contact:

Securities - Decision in the Matter of SHEC Energy Corporation, James Thomas Beck, Terrence Michael Stott

May 21, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published a Decision in the Matter of SHEC Energy Corporation, James Thomas Beck, Terrence Michael Stott

Decision - November 20, 2017

For more information contact:

Securities - Decision in the Matter of SHEC Energy Corporation, James Thomas Beck, Terrence Michael Stott

May 21, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published a Decision in the Matter of SHEC Energy Corporation, James Thomas Beck, Terrence Michael Stott

Decision - November 20, 2017

For more information contact:

Securities - Decision in the Matter of Coperstone Limited, Coperstone Partners Limited, Chad Neuburger, Randall Silverman

May 15, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan published a Decision in the Matter of Coperstone Limited, Coperstone Partners Limited, Chad Neuburger, Randall Silverman

Decision - May 15, 2019

For more information contact:

Securities - Extending Order in the Matter of Ava Trade Limited

May 10, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan today published an Extending Order in the Matter of Ava Trade Limited

Extending Order - May 10, 2019

For more information contact:

Securities - Notice of Teleconference Call in the Matter of Ava Trade Limited

May 10, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan today published a Notice of Teleconference Call in the Matter of Ava Trade Limited

Notice of Teleconference Call - May 10, 2019

For more information contact:

Securities - The Securities Commission (Adoption of National Instruments) (NI 31-103) Amendment Regulations, 2019.

May 10, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan today published The Securities Commission (Adoption of National Instruments) (NI 31-103) Amendment Regulations, 2019.

The Securities Commission (Adoption of National Instruments) (NI 31-103) Amendment Regulations, 2019

For more information contact:

        Sonne Udemgba, Deputy Director, Legal
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan S4P 4H2
        Phone: (306) 798-3381
        Fax: (306) 787-5899
        Email: sonne.udemgba@gov.sk.ca

Securities - CSA Notice and Request for Comment Proposed Amendments to National Instrument 44-102 Shelf Distributions and Changes to Companion Policy 44-102CP Shelf Distributions relating to At-the-Market Distributions

May 9, 2019 - The Canadian Securities Administrators today published CSA Notice and Request for Comment Proposed Amendments to National Instrument 44-102 Shelf Distributions and Changes to Companion Policy 44-102CP Shelf Distributions relating to At-the-Market Distributions

The comment period ends August 7, 2019.

For more information contact:

        Heather Kuchuran, Acting Deputy Director, Corporate Finance
        Securities Division
        Financial and Consumer Affairs Authority
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan S4P 4H2
        Phone: (306) 787-1009
        Fax: (306) 787-5899
        Email: heather.kuchuran@gov.sk.ca

Securities - Adjournment Notice in the Matter of Vision Financial Markets LLC and Cliff Krause

May 8, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan today published an Adjournment Notice in the Matter of Vision Financial Markets LLC and Cliff Krause

Adjournment Notice - May 8, 2019

For more information contact:

Securities - Order in the Matter of Chad Tanner

May 6, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan today published an Order in the Matter of Chad Tanner

Order - May 6, 2019

For more information contact:

Securities - CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments

May 2, 2019 - The Canadian Securities Administrators today published CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments

For more information contact:

        Mikale White, Legal Counsel
        Securities Division
        Financial and Consumer Affairs Authority of Saskatchewan
        Suite 601, 1919 Saskatchewan Drive
        Regina, Saskatchewan S4P 4H2
        Phone: (306) 798-3381
        Fax: (306) 787-5899
        Email: mikale.white@gov.sk.ca

Securities - CSA Notice and Request for Comment Proposed Repeal and Replacement of Multilateral Instrument 13-102 System Fees for SEDAR and NRD

May 2, 2019 - The Canadian Securities Administrators today published CSA Notice and Request for Comment Proposed Repeal and Replacement of Multilateral Instrument 13-102 System Fees for SEDAR and NRD

The comment period ends July 24, 2019.

For more information contact:

     Mikale White, Legal Counsel
     Securities Division
     Financial and Consumer Affairs Authority of Saskatchewan
     Suite 601, 1919 Saskatchewan Drive
     Regina, Saskatchewan S4P 4H2
     Phone: (306) 798-3381
     Fax: (306) 787-5899
     Email: mikale.white@gov.sk.ca

Securities - General Order 43-501 Filing Fees for Shelf Prospectus Supplements including Pricing Supplements under National Instrument 44-102 Shelf Distributions

May 2, 2019 - The Financial and Consumer Affairs Authority of Saskatchewan today published General Order 43-501 Filing Fees for Shelf Prospectus Supplements including Pricing Supplements under National Instrument 44-102 Shelf Distributions

General Order 43-501

For more information contact:

     Mikale White, Legal Counsel
     Securities Division
     Financial and Consumer Affairs Authority of Saskatchewan
     Suite 601, 1919 Saskatchewan Drive
     Regina, Saskatchewan S4P 4H2
     Phone: (306) 798-3381
     Fax: (306) 787-5899
     Email: mikale.white@gov.sk.ca

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca